System and method for dynamically configuring user equipment sounding reference signal (srs) resources

ABSTRACT

Techniques for selecting the number of sounding reference signal (SRS) resources to be used by a user equipment (UE) operating in a wireless communications system are provided. The UE determines a degree of partial beam correspondence of the UE and compares the degree to a threshold amount of partial beam correspondence support of the UE. In response to the comparison, UE selects a number of sounding reference signal (SRS) resources to request from a network node and sends a SRS resource request message to the network node to request the selected number of SRS resources.

CROSS-REFERENCE TO RELATED APPLICATIONS

This application claims priority to U.S. Provisional Application No. 62/806,518, filed on Feb. 15, 2019, which is hereby incorporated by reference in its entirety.

FIELD

Various embodiments generally may relate to the field of wireless communications.

SUMMARY

This summary provides a brief description of one or more of embodiments and/or examples found within this disclosure. Some embodiments of this disclosure include apparatuses and methods to determine a number of sounding reference signal (SRS) resources to be used by a user equipment (UE) operating in a wireless communications system.

Some embodiments are directed to a user equipment (UE) for wireless communication including processor circuitry and radio front end circuitry configured to wirelessly communicate with a network. The processor circuitry is configured to determine a degree of partial beam correspondence of the UE, compare the degree to a threshold amount of partial beam correspondence support of the UE. In response to the comparison, the processor circuitry is configured to select a number of sounding reference signal (SRS) resources to request from the network, and generate and transmit, using the radio front end circuitry, a SRS resource request message to the network to request the selected number of SRS resources. The radio front end circuitry is further configured to transmit a SRS based on a SRS resource configuration received from the network in response to the SRS resource request message.

In embodiments, the processor circuitry is further configured to dynamically adjust the number of SRS resources based on real time SRS needs of the UE.

In embodiments, the processor circuitry is further configured to determine a real time mobility of the UE; in response to determining that the real time mobility of the UE is low, reduce the number of SRS resources; and in response to determining that the real time mobility of the UE is high, increase the number of SRS resources.

In embodiments, the processor circuitry is further configured to request a relatively large SRS periodicity to reduce the number of SRS resources in response to determining the real time UE mobility is low, or request a relatively small SRS periodicity to increase the number of SRS resources in response to determining the real time HE mobility is high.

In embodiments, the processor circuitry is further configured to hybrid configure the SRS resources based on the SRS resource configuration received from the network and the adjusted number of SRS resources.

In embodiments, the processor circuitry is further configured to in response to determining that the degree is larger than or equal to the threshold amount, select a first number of sounding reference signal (SRS) resources to request; and in response to determining that the degree is less than the threshold amount, select a second number of SRS resources to request, wherein the second number is larger than the first number.

In embodiments, the processor circuitry is further configured to determine a codebook for SRS transmission, wherein: the codebook has a fixed codebook size and code-words that are independent of down link measurement and beam identification; or the codebook has a dynamic codebook size and code-words that are adaptively updated based on at least downlink measurement and downlink beam identification.

Some embodiments are directed to a method for determining a number of sounding reference signal (SRS), by a user equipment (UE) with partial beam correspondence. The method includes determining, a degree of partial beam correspondence of the UE, comparing the degree to a threshold amount of partial beam correspondence support of the UE. In response to the comparison, the method further includes selecting a number of sounding reference signal (SRS) resources to request from a network, sending a SRS resource request message to the network to request the selected number of SRS resources, receiving a SRS resource configuration from the network in response to the SRS resource request message, and transmitting a SRS based on the SRS resource configuration received from the network.

In embodiments, the method further includes dynamically adjusting the number of SRS resources based on real time SRS needs of the UE.

In embodiments, the method further includes determining a real time mobility of the UE, in response to determining that the real time mobility of the UE is low, reducing the number of SRS resources; and in response to determining that the real time mobility of the UE is high, increasing the number of SRS resources.

In embodiments, the method further includes requesting a relatively large SRS periodicity to reduce the number of SRS resources in response to determining the real time UE mobility is low; or requesting a relatively small SRS periodicity to increase the number of SRS resources in response to determining the real time UE mobility is high.

In embodiments, the method further includes hybrid configuring the SRS resources based on the SRS resource configuration received from the network and the adjusted number of SRS resources.

In embodiments, the method further includes in response to determining that the degree is larger than or equal to the threshold amount, selecting a first number of sounding reference signal (SRS) resources to request; and in response to determining that the degree is less than the threshold amount, selecting a second number of SRS resources to request, wherein the second number is larger than the first number.

In embodiments, the method further includes determining a codebook for SRS transmission, wherein: the codebook has a fixed codebook size and code-words that are independent of down link measurement and beam identification; or the codebook has a dynamic codebook size and code-words that are adaptively updated based on at least downlink measurement and downlink beam identification.

Some embodiments are directed to non-transitory computer-readable media comprising instructions to cause a user equipment (UE), upon execution of the instructions by one or more processors of the UE, to perform a method. The method includes determining a degree of partial beam correspondence of the UE, and comparing the degree to a threshold amount of partial beam correspondence support of the UE. In response to determining that the degree is larger than or equal to the threshold amount, selecting a relatively small number of sounding reference signal (SRS) resources to request. In response to determine that the degree is less than the threshold amount, selecting a relatively large number of SRS resources to request. The method further comprises generating and sending a SRS resource request message to a network to request the selected number of SRS resources, receiving a SRS resource configuration from the network, and transmitting a SRS based on the SRS resource configuration.

BRIEF DESCRIPTION OF THE FIGURES

FIG. 1 illustrates an example architecture of a system of a network, in accordance with various embodiments.

FIG. 2 illustrates an example architecture of a system including a first CN, in accordance with various embodiments.

FIG. 3 illustrates an example architecture of a system including a second CN, in accordance with various embodiments.

FIG. 4 illustrates an example of infrastructure equipment, in accordance with various embodiments.

FIG. 5 illustrates an example of a platform, in accordance with various embodiments.

FIG. 6 illustrates example components of baseband circuitry and radio front end modules, in accordance with various embodiments.

FIG. 7 illustrates various protocol functions implemented in an example wireless communication device, in accordance with various embodiments.

FIG. 8 is a block diagram illustrating components able to read instructions from a machine-readable or computer-readable medium and perform the disclosed methodologies, in accordance with various embodiments.

FIG. 9 illustrates a flowchart 900 for selecting the number of SRS resources according to embodiments.

DETAILED DESCRIPTION

The following detailed description refers to the accompanying drawings. The same reference numbers may be used in different drawings to identify the same or similar elements. In the following description, for purposes of explanation and not limitation, specific details are set forth such as particular structures, architectures, interfaces, techniques, etc. in order to provide a thorough understanding of the various aspects of various embodiments. However, it will be apparent to those skilled in the art having the benefit of the present disclosure that the various aspects of the various embodiments may be practiced in other examples that depart from these specific details. In certain instances, descriptions of well-known devices, circuits, and methods are omitted so as not to obscure the description of the various embodiments with unnecessary detail. For the purposes of the present document, the phrase “A or B” means (A), (B), or (A and B).

In 5G Frequency Range 2 (FR2, including frequency bands from 24.25 GHz to 52.6 GHz) applications, analog beam forming is used to steer the beams towards each other between Next Generation NodeB (gNB) and UE to establish the communications for transmission and reception. Beam correspondence is a device (e.g., UE or gNB) capability based on transmit (Tx) and receive (Rx) reciprocity to select Tx beam based on Rx beam measurement. A UE (e.g., UE 101 of FIG. 1) can base on downlink synchronization signal block (SSB) and/or channel state information reference signal (CSI-RS) measurement to identify the best Rx beam. With perfect beam correspondence, the UE can autonomously select the best Tx beam based on the best Rx beam without Uplink (UL) beam sweeping since they are reciprocal.

In many cases, the UE may not be able to implement perfect beam correspondence due to implementation uncertainties. These uncertainties contribute Tx and Rx path mismatches, including gain and phase mismatches, which destroy/degrade reciprocity partially or completely such that the UE may not be able to select best Tx beam based on DL beam measurement without network assistance. In such cases, an SRS signal is provided in the 5G specifications to allow the UE to do UL beam sweeping.

With a gNB's (e.g., RAN node 111 of FIG. 1) assistance, for example, where the gNB tells the UE which UL beam is the best Tx beam, the UE then uses the best Tx beam identified by the gNB among the beams in UL sweeping to establish the link with the gNB. Sounding Reference Signal (SRS) resources can be configured periodic, semi-persistent, or aperiodic. But it is an open issue is there is no specification so far to define the appropriate number of SRS resources and SRS periodicity that the UE uses in UL beam sweeping.

SRS resources are not used for data transmission. The more SRS resources that are configured, the larger the system overhead, and the more power consumed by the UE. The gNB can blindly configure a large number of SRS resources for all UEs, but the whole network throughput will be significantly reduced and UE battery will drain relatively fast. Embodiments herein resolves SRS overhead issues for UL beam sweeping.

The present disclosure provides embodiments that address SRS overhead issues and minimize the SRS overhead based on UE capabilities for beam correspondence and real time conditions, such as UE mobility, etc. The embodiments herein provide more flexible SRS resource configuration based on the UE's needs and/or capabilities, use the SRS resources in a more efficient manner than existing solutions, provide better overall network performance, and reduce UE battery power consumption.

In various embodiments, a UE with partial beam correspondence selects a required or desired number of SRS resources for UL beam sweeping to meet spherical coverage and minimum peak EIRP (Effective Isotropically Radiated Power) requirements. (EIRP is the maximum amount of power that could be radiated from an antenna, given its antenna gain and the transmitter power of the RF system, commonly given in decibels over isotropic, dBi.) Such embodiments may allow UEs with more partial beam correspondence support to request a smaller number of SRS resources. Such embodiments may also allow UEs with less partial beam correspondence to request a reasonably large number of SRS resources. Furthermore, these embodiments, enable the UE to tailor its SRS needs based on its beam correspondence with its serving network base station.

In various embodiments, a UE dynamically selects the required or desired periodicity and occurrence in aperiodic mode based on real time conditions, such as mobility, etc. In these embodiments, when the UE is stationary relative to a gNB and an environment is stable, the UE can reduce the SRS resources by requesting a large periodicity to reduce the overhead due to low mobility. In these embodiments, when the UE is in a high mobility state (e.g., moving at a relatively high speed or the like), the UE can increase the SRS resources by requesting a small periodicity to adapt to the high mobility state.

In various embodiments, the SRS resources for UL beam sweeping can be configured by the NW. In these embodiments, the NW configures the cell-specific and same SRS resources for all UEs.

In various embodiments, the SRS resources for UL beam sweeping can be configured by the NW. In these embodiments, the NW will configure UE-specific for all UEs. Different UEs can be configured with different numbers of SRS resources.

In various embodiments, the SRS resources for UL beam sweeping can be a hybrid mechanism configured by both UE reporting and the NW configuration as described previously.

In various embodiments, the codebook used for SRS transmission can be designated or configured in predetermined or dynamic fashion. In these embodiments, the predetermined codebook means the codebook size and the codewords keep the same and independent of DL measurement and beam identification. In these embodiments, the dynamic codebook means the codebook size and the codewords are adaptively updated based on DL measurement, DL beam identification and other factors, which include but not limited to UE's mobility, RSRP measurement, number of beams for Tx and Rx, power consumption concern, etc.

As alluded to previously, the current cellular network solutions do not specify how to schedule SRS resources dynamically since current cellular networks do not provide a mechanism for the gNB to know the UE's needs. The embodiments herein allow the UE to request a specific SRS configuration (e.g., number of SRS resources) for UL beam sweeping purposes for network approval. The exact configuration requested by the UE can depend on, but is/are not limited to, one or more of the following aspects: the UE's mobility, RSRP measurement(s), number of beams for Tx and Rx, power consumption concern(s), and/or the formulation of Tx/Rx codebook(s). Such embodiments can reduce network overhead and benefit UE power consumption as well. According to various embodiments, the UE may send some or all of the following information to the gNB:

-   -   a length of SRS periodicity;     -   a number of SRS resources within a period in periodic or         semi-persistent SRS configurations; and/or     -   a number of SRS resources in aperiodic SRS configurations.         The above information can be carried by one or more information         elements (IEs) in one or more suitable radio resource         configuration (RRC) messages from the UE to the gNB (e.g. base         station).

As an alternative, to reduce the signaling overhead, the NW can broadcast the cell specific signaling to configure the same SRS resources for UL sweeping purposes for all UEs being served. As another alternative, to reduce the signaling overhead and also maintain the configuration flexibility, the NW can send the UE specific signaling to configure the SRS resources for UL sweeping purposes for a relevant UE. Depending on the UE's status (e.g. Doppler, SNR condition(s), EIRP/EIS performance, etc.), the NW can configure the specific SRS configuration to the UE.

Codebook(s) used for SRS transmission can be designed in pre-determined or dynamic fashion. Pre-determined codebook means the codebook size and the codewords keep the same and independent of DL measurement and beam identification. Dynamic codebook means the codebook size and the codewords are adaptively updated based on DL measurement, DL beam identification, and/or other factors, which may include, for example, the UE's mobility, RSRP measurement(s), number of beams for Tx and Rx, power consumption concern(s), and/or the like. In case of dynamic codebook, the codeword is generally expected in the proximity of identified the DL beam. To balance the overhead and performance, the granularity of the codewords and the related chordal distance can be further optimized.

Systems and Implementations

FIG. 1 illustrates an example architecture of a system 100 of a network, in accordance with various embodiments. The following description is provided for an example system 100 that operates in conjunction with the LTE system standards and 5G or NR system standards as provided by 3GPP technical specifications. However, the example embodiments are not limited in this regard and the described embodiments may apply to other networks that benefit from the principles described herein, such as future 3GPP systems (e.g., Sixth Generation (6G)) systems, IEEE 802.16 protocols (e.g., WLAN, WiMAX, etc.), or the like.

As shown by FIG. 1, the system 100 includes UE 101 a and UE 101 b (collectively referred to as “UEs 101” or “UE 101”). In this example, UEs 101 are illustrated as smartphones (e.g., handheld touchscreen mobile computing devices connectable to one or more cellular networks), but may also comprise any mobile or non-mobile computing device, such as consumer electronics devices, cellular phones, smartphones, feature phones, tablet computers, wearable computer devices, personal digital assistants (PDAs), pagers, wireless handsets, desktop computers, laptop computers, in-vehicle infotainment (IVI), in-car entertainment (ICE) devices, an Instrument Cluster (IC), head-up display (HUD) devices, onboard diagnostic (OBD) devices, dashtop mobile equipment (DME), mobile data terminals (MDTs), Electronic Engine Management System (EEMS), electronic/engine control units (ECUs), electronic/engine control modules (ECMs), embedded systems, microcontrollers, control modules, engine management systems (EMS), networked or “smart” appliances, MTC devices, M2M, IoT devices, and/or the like.

In some embodiments, any of the UEs 101 may be IoT UEs, which may comprise a network access layer designed for low-power IoT applications utilizing short-lived UE connections. An IoT UE can utilize technologies such as M2M or MTC for exchanging data with an MTC server or device via a PLMN, ProSe or D2D communication, sensor networks, or IoT networks. The M2M or MTC exchange of data may be a machine-initiated exchange of data. An IoT network describes interconnecting IoT UEs, which may include uniquely identifiable embedded computing devices (within the Internet infrastructure), with short-lived connections. The IoT UEs may execute background applications (e.g., keep-alive messages, status updates, etc.) to facilitate the connections of the IoT network.

The UEs 101 may be configured to connect, for example, communicatively couple, with an or RAN 110. In embodiments, the RAN 110 may be an NG RAN or a 5G RAN, an E-UTRAN, or a legacy RAN, such as a UTRAN or GERAN. As used herein, the term “NG RAN” or the like may refer to a RAN 110 that operates in an NR or 5G system 100, and the term “E-UTRAN” or the like may refer to a RAN 110 that operates in an LTE or 4G system 100. The UEs 101 utilize connections (or channels) 103 and 104, respectively, each of which comprises a physical communications interface or layer (discussed in further detail below).

In this example, the connections 103 and 104 are illustrated as an air interface to enable communicative coupling, and can be consistent with cellular communications protocols, such as a GSM protocol, a CDMA network protocol, a PTT protocol, a POC protocol, a UMTS protocol, a 3GPP LTE protocol, a 5G protocol, a NR protocol, and/or any of the other communications protocols discussed herein. In embodiments, the UEs 101 may directly exchange communication data via a ProSe interface 105. The ProSe interface 105 may alternatively be referred to as a SL interface 105 and may comprise one or more logical channels, including but not limited to a PSCCH, a PSSCH, a PSDCH, and a PSBCH.

The UE 101 b is shown to be configured to access an AP 106 (also referred to as “WLAN node 106,” “WLAN 106,” “WLAN Termination 106,” “WT 106” or the like) via connection 107. The connection 107 can comprise a local wireless connection, such as a connection consistent with any IEEE 802.11 protocol, wherein the AP 106 would comprise a wireless fidelity (Wi-Fi®) router. In this example, the AP 106 is shown to be connected to the Internet without connecting to the core network of the wireless system (described in further detail below). In various embodiments, the UE 101 b, RAN 110, and AP 106 may be configured to utilize LWA operation and/or LWIP operation. The LWA operation may involve the UE 101 b in RRC_CONNECTED being configured by a RAN node 111 a-b to utilize radio resources of LTE and WLAN. LWIP operation may involve the UE 101 b using WLAN radio resources (e.g., connection 107) via IPsec protocol tunneling to authenticate and encrypt packets (e.g., IP packets) sent over the connection 107. IPsec tunneling may include encapsulating the entirety of original IP packets and adding a new packet header, thereby protecting the original header of the IP packets.

The RAN 110 can include one or more AN nodes or RAN nodes 111 a and 111 b (collectively referred to as “RAN nodes 111” or “RAN node 111”) that enable the connections 103 and 104. As used herein, the terms “access node,” “access point,” or the like may describe equipment that provides the radio baseband functions for data and/or voice connectivity between a network and one or more users. These access nodes can be referred to as BS, gNBs, RAN nodes, eNBs, NodeBs, RSUs, TRxPs or TRPs, and so forth, and can comprise ground stations (e.g., terrestrial access points) or satellite stations providing coverage within a geographic area (e.g., a cell). As used herein, the term “NG RAN node” or the like may refer to a RAN node 111 that operates in an NR or 5G system 100 (for example, a gNB), and the term “E-UTRAN node” or the like may refer to a RAN node 111 that operates in an LTE or 4G system 100 (e.g., an eNB). According to various embodiments, the RAN nodes 111 may be implemented as one or more of a dedicated physical device such as a macrocell base station, and/or a low power (LP) base station for providing femtocells, picocells or other like cells having smaller coverage areas, smaller user capacity, or higher bandwidth compared to macrocells.

In some embodiments, all or parts of the RAN nodes 111 may be implemented as one or more software entities running on server computers as part of a virtual network, which may be referred to as a CRAN and/or a virtual baseband unit pool (vBBUP). In these embodiments, the CRAN or vBBUP may implement a RAN function split, such as a PDCP split wherein RRC and PDCP layers are operated by the CRAN/vBBUP and other L2 protocol entities are operated by individual RAN nodes 111; a MAC/PHY split wherein RRC, PDCP, RLC, and MAC layers are operated by the CRAN/vBBUP and the PHY layer is operated by individual RAN nodes 111; or a “lower PHY” split wherein RRC, PDCP, RLC, MAC layers and upper portions of the PHY layer are operated by the CRAN/vBBUP and lower portions of the PHY layer are operated by individual RAN nodes 111. This virtualized framework allows the freed-up processor cores of the RAN nodes 111 to perform other virtualized applications. In some implementations, an individual RAN node 111 may represent individual gNB-DUs that are connected to a gNB-CU via individual F1 interfaces (not shown by FIG. 1). In these implementations, the gNB-DUs may include one or more remote radio heads or RFEMs (see, e.g., FIG. 4), and the gNB-CU may be operated by a server that is located in the RAN 110 (not shown) or by a server pool in a similar manner as the CRAN/vBBUP. Additionally or alternatively, one or more of the RAN nodes 111 may be next generation eNBs (ng-eNBs), which are RAN nodes that provide E-UTRA user plane and control plane protocol terminations toward the UEs 101, and are connected to a 5GC (e.g., CN 320 of FIG. 3) via an NG interface (discussed infra).

In V2X scenarios one or more of the RAN nodes 111 may be or act as RSUs. The term “Road Side Unit” or “RSU” may refer to any transportation infrastructure entity used for V2X communications. An RSU may be implemented in or by a suitable RAN node or a stationary (or relatively stationary) UE, where an RSU implemented in or by a UE may be referred to as a “UE-type RSU,” an RSU implemented in or by an eNB may be referred to as an “eNB-type RSU,” an RSU implemented in or by a gNB may be referred to as a “gNB-type RSU,” and the like. In one example, an RSU is a computing device coupled with radio frequency circuitry located on a roadside that provides connectivity support to passing vehicle UEs 101 (vUEs 101). The RSU may also include internal data storage circuitry to store intersection map geometry, traffic statistics, media, as well as applications/software to sense and control ongoing vehicular and pedestrian traffic. The RSU may operate on the 5.9 GHz Direct Short Range Communications (DSRC) band to provide very low latency communications required for high speed events, such as crash avoidance, traffic warnings, and the like. Additionally or alternatively, the RSU may operate on the cellular V2X band to provide the aforementioned low latency communications, as well as other cellular communications services. Additionally or alternatively, the RSU may operate as a Wi-Fi hotspot (2.4 GHz band) and/or provide connectivity to one or more cellular networks to provide uplink and downlink communications. The computing device(s) and some or all of the radiofrequency circuitry of the RSU may be packaged in a weatherproof enclosure suitable for outdoor installation, and may include a network interface controller to provide a wired connection (e.g., Ethernet) to a traffic signal controller and/or a backhaul network.

Any of the RAN nodes 111 can terminate the air interface protocol and can be the first point of contact for the UEs 101. In some embodiments, any of the RAN nodes 111 can fulfill various logical functions for the RAN 110 including, but not limited to, radio network controller (RNC) functions such as radio bearer management, uplink and downlink dynamic radio resource management and data packet scheduling, and mobility management.

In embodiments, the UEs 101 can be configured to communicate using OFDM communication signals with each other or with any of the RAN nodes 111 over a multicarrier communication channel in accordance with various communication techniques, such as, but not limited to, an OFDMA communication technique (e.g., for downlink communications) or a SC-FDMA communication technique (e.g., for uplink and ProSe or sidelink communications), although the scope of the embodiments is not limited in this respect. The OFDM signals can comprise a plurality of orthogonal sub carriers.

In some embodiments, a downlink resource grid can be used for downlink transmissions from any of the RAN nodes 111 to the UEs 101, while uplink transmissions can utilize similar techniques. The grid can be a time-frequency grid, called a resource grid or time-frequency resource grid, which is the physical resource in the downlink in each slot. Such a time-frequency plane representation is a common practice for OFDM systems, which makes it intuitive for radio resource allocation. Each column and each row of the resource grid corresponds to one OFDM symbol and one OFDM subcarrier, respectively. The duration of the resource grid in the time domain corresponds to one slot in a radio frame. The smallest time-frequency unit in a resource grid is denoted as a resource element. Each resource grid comprises a number of resource blocks, which describe the mapping of certain physical channels to resource elements. Each resource block comprises a collection of resource elements; in the frequency domain, this may represent the smallest quantity of resources that currently can be allocated. There are several different physical downlink channels that are conveyed using such resource blocks.

According to various embodiments, the UEs 101 and the RAN nodes 111 communicate data (for example, transmit and receive) data over a licensed medium (also referred to as the “licensed spectrum” and/or the “licensed band”) and an unlicensed shared medium (also referred to as the “unlicensed spectrum” and/or the “unlicensed band”). The licensed spectrum may include channels that operate in the frequency range of approximately 400 MHz to approximately 3.8 GHz, whereas the unlicensed spectrum may include the 5 GHz band.

To operate in the unlicensed spectrum, the UEs 101 and the RAN nodes 111 may operate using LAA, eLAA, and/or feLAA mechanisms. In these implementations, the UEs 101 and the RAN nodes 111 may perform one or more known medium-sensing operations and/or carrier-sensing operations in order to determine whether one or more channels in the unlicensed spectrum is unavailable or otherwise occupied prior to transmitting in the unlicensed spectrum. The medium/carrier sensing operations may be performed according to a listen-before-talk (LBT) protocol.

LBT is a mechanism whereby equipment (for example, UEs 101, RAN nodes 111, etc.) senses a medium (for example, a channel or carrier frequency) and transmits when the medium is sensed to be idle (or when a specific channel in the medium is sensed to be unoccupied). The medium sensing operation may include CCA, which utilizes at least ED to determine the presence or absence of other signals on a channel in order to determine if a channel is occupied or clear. This LBT mechanism allows cellular/LAA networks to coexist with incumbent systems in the unlicensed spectrum and with other LAA networks. ED may include sensing RF energy across an intended transmission band for a period of time and comparing the sensed RF energy to a predefined or configured threshold.

Typically, the incumbent systems in the 5 GHz band are WLANs based on IEEE 802.11 technologies. WLAN employs a contention-based channel access mechanism, called CSMA/CA. Here, when a WLAN node (e.g., a mobile station (MS) such as UE 101, AP 106, or the like) intends to transmit, the WLAN node may first perform CCA before transmission. Additionally, a backoff mechanism is used to avoid collisions in situations where more than one WLAN node senses the channel as idle and transmits at the same time. The backoff mechanism may be a counter that is drawn randomly within the CWS, which is increased exponentially upon the occurrence of collision and reset to a minimum value when the transmission succeeds. The LBT mechanism designed for LAA is somewhat similar to the CSMA/CA of WLAN. In some implementations, the LBT procedure for DL or UL transmission bursts including PDSCH or PUSCH transmissions, respectively, may have an LAA contention window that is variable in length between X and Y ECCA slots, where X and Y are minimum and maximum values for the CWSs for LAA. In one example, the minimum CWS for an LAA transmission may be 9 microseconds (μs); however, the size of the CWS and a MCOT (for example, a transmission burst) may be based on governmental regulatory requirements.

The LAA mechanisms are built upon CA technologies of LTE-Advanced systems. In CA, each aggregated carrier is referred to as a CC. A CC may have a bandwidth of 1.4, 3, 5, 10, 15 or 20 MHz and a maximum of five CCs can be aggregated, and therefore, a maximum aggregated bandwidth is 100 MHz. In FDD systems, the number of aggregated carriers can be different for DL and UL, where the number of UL CCs is equal to or lower than the number of DL component carriers. In some cases, individual CCs can have a different bandwidth than other CCs. In TDD systems, the number of CCs as well as the bandwidths of each CC is usually the same for DL and UL.

CA also comprises individual serving cells to provide individual CCs. The coverage of the serving cells may differ, for example, because CCs on different frequency bands will experience different pathloss. A primary service cell or PCell may provide a PCC for both UL and DL, and may handle RRC and NAS related activities. The other serving cells are referred to as SCells, and each SCell may provide an individual SCC for both UL and DL. The SCCs may be added and removed as required, while changing the PCC may require the UE 101 to undergo a handover. In LAA, eLAA, and feLAA, some or all of the SCells may operate in the unlicensed spectrum (referred to as “LAA SCells”), and the LAA SCells are assisted by a PCell operating in the licensed spectrum. When a UE is configured with more than one LAA SCell, the UE may receive UL grants on the configured LAA SCells indicating different PUSCH starting positions within a same subframe.

The PDSCH carries user data and higher-layer signaling to the UEs 101. The PDCCH carries information about the transport format and resource allocations related to the PDSCH channel, among other things. It may also inform the UEs 101 about the transport format, resource allocation, and HARQ information related to the uplink shared channel. Typically, downlink scheduling (assigning control and shared channel resource blocks to the UE 101 b within a cell) may be performed at any of the RAN nodes 111 based on channel quality information fed back from any of the UEs 101. The downlink resource assignment information may be sent on the PDCCH used for (e.g., assigned to) each of the UEs 101.

The PDCCH uses CCEs to convey the control information. Before being mapped to resource elements, the PDCCH complex-valued symbols may first be organized into quadruplets, which may then be permuted using a sub-block interleaver for rate matching. Each PDCCH may be transmitted using one or more of these CCEs, where each CCE may correspond to nine sets of four physical resource elements known as REGs. Four Quadrature Phase Shift Keying (QPSK) symbols may be mapped to each REG. The PDCCH can be transmitted using one or more CCEs, depending on the size of the DCI and the channel condition. There can be four or more different PDCCH formats defined in LTE with different numbers of CCEs (e.g., aggregation level, L=1, 2, 4, or 8).

Some embodiments may use concepts for resource allocation for control channel information that are an extension of the above-described concepts. For example, some embodiments may utilize an EPDCCH that uses PDSCH resources for control information transmission. The EPDCCH may be transmitted using one or more ECCEs. Similar to above, each ECCE may correspond to nine sets of four physical resource elements known as an EREGs. An ECCE may have other numbers of EREGs in some situations.

The RAN nodes 111 may be configured to communicate with one another via interface 112. In embodiments where the system 100 is an LTE system (e.g., when CN 120 is an EPC 220 as in FIG. 2), the interface 112 may be an X2 interface 112. The X2 interface may be defined between two or more RAN nodes 111 (e.g., two or more eNBs and the like) that connect to EPC 120, and/or between two eNBs connecting to EPC 120. In some implementations, the X2 interface may include an X2 user plane interface (X2-U) and an X2 control plane interface (X2-C). The X2-U may provide flow control mechanisms for user data packets transferred over the X2 interface, and may be used to communicate information about the delivery of user data between eNBs. For example, the X2-U may provide specific sequence number information for user data transferred from a MeNB to an SeNB; information about successful in sequence delivery of PDCP PDUs to a UE 101 from an SeNB for user data; information of PDCP PDUs that were not delivered to a UE 101; information about a current minimum desired buffer size at the SeNB for transmitting to the UE user data; and the like. The X2-C may provide intra-LTE access mobility functionality, including context transfers from source to target eNBs, user plane transport control, etc.; load management functionality; as well as inter-cell interference coordination functionality.

In embodiments where the system 100 is a 5G or NR system (e.g., when CN 120 is an 5GC 320 as in FIG. 3), the interface 112 may be an Xn interface 112. The Xn interface is defined between two or more RAN nodes 111 (e.g., two or more gNBs and the like) that connect to 5GC 120, between a RAN node 111 (e.g., a gNB) connecting to 5GC 120 and an eNB, and/or between two eNBs connecting to 5GC 120. In some implementations, the Xn interface may include an Xn user plane (Xn-U) interface and an Xn control plane (Xn-C) interface. The Xn-U may provide non-guaranteed delivery of user plane PDUs and support/provide data forwarding and flow control functionality. The Xn-C may provide management and error handling functionality, functionality to manage the Xn-C interface; mobility support for UE 101 in a connected mode (e.g., CM-CONNECTED) including functionality to manage the UE mobility for connected mode between one or more RAN nodes 111. The mobility support may include context transfer from an old (source) serving RAN node 111 to new (target) serving RAN node 111; and control of user plane tunnels between old (source) serving RAN node 111 to new (target) serving RAN node 111. A protocol stack of the Xn-U may include a transport network layer built on Internet Protocol (IP) transport layer, and a GTP-U layer on top of a UDP and/or IP layer(s) to carry user plane PDUs. The Xn-C protocol stack may include an application layer signaling protocol (referred to as Xn Application Protocol (Xn-AP)) and a transport network layer that is built on SCTP. The SCTP may be on top of an IP layer, and may provide the guaranteed delivery of application layer messages. In the transport IP layer, point-to-point transmission is used to deliver the signaling PDUs. In other implementations, the Xn-U protocol stack and/or the Xn-C protocol stack may be same or similar to the user plane and/or control plane protocol stack(s) shown and described herein.

The RAN 110 is shown to be communicatively coupled to a core network—in this embodiment, core network (CN) 120. The CN 120 may comprise a plurality of network elements 122, which are configured to offer various data and telecommunications services to customers/subscribers (e.g., users of UEs 101) who are connected to the CN 120 via the RAN 110. The components of the CN 120 may be implemented in one physical node or separate physical nodes including components to read and execute instructions from a machine-readable or computer-readable medium (e.g., a non-transitory machine-readable storage medium). In some embodiments, NFV may be utilized to virtualize any or all of the above-described network node functions via executable instructions stored in one or more computer-readable storage mediums (described in further detail below). A logical instantiation of the CN 120 may be referred to as a network slice, and a logical instantiation of a portion of the CN 120 may be referred to as a network sub-slice. NFV architectures and infrastructures may be used to virtualize one or more network functions, alternatively performed by proprietary hardware, onto physical resources comprising a combination of industry-standard server hardware, storage hardware, or switches. In other words, NFV systems can be used to execute virtual or reconfigurable implementations of one or more EPC components/functions.

Generally, the application server 130 may be an element offering applications that use IP bearer resources with the core network (e.g., UMTS PS domain, LTE PS data services, etc.). The application server 130 can also be configured to support one or more communication services (e.g., VoIP sessions, PTT sessions, group communication sessions, social networking services, etc.) for the UEs 101 via the EPC 120.

In embodiments, the CN 120 may be a 5GC (referred to as “5GC 120” or the like), and the RAN 110 may be connected with the CN 120 via an NG interface 113. In embodiments, the NG interface 113 may be split into two parts, an NG user plane (NG-U) interface 114, which carries traffic data between the RAN nodes 111 and a UPF, and the S1 control plane (NG-C) interface 115, which is a signaling interface between the RAN nodes 111 and AMFs. Embodiments where the CN 120 is a 5GC 120 are discussed in more detail with regard to FIG. 3.

In embodiments, the CN 120 may be a 5G CN (referred to as “5GC 120” or the like), while in other embodiments, the CN 120 may be an EPC). Where CN 120 is an EPC (referred to as “EPC 120” or the like), the RAN 110 may be connected with the CN 120 via an S1 interface 113. In embodiments, the S1 interface 113 may be split into two parts, an S1 user plane (S1-U) interface 114, which carries traffic data between the RAN nodes 111 and the S-GW, and the S1-MME interface 115, which is a signaling interface between the RAN nodes 111 and MMEs. An example architecture wherein the CN 120 is an EPC 120 is shown by FIG. 2.

FIG. 2 illustrates an example architecture of a system 200 including a first CN 220, in accordance with various embodiments. In this example, system 200 may implement the LTE standard wherein the CN 220 is an EPC 220 that corresponds with CN 120 of FIG. 1. Additionally, the UE 201 may be the same or similar as the UEs 101 of FIG. 1, and the E-UTRAN 210 may be a RAN that is the same or similar to the RAN 110 of FIG. 1, and which may include RAN nodes 111 discussed previously. The CN 220 may comprise MMEs 221, an S-GW 222, a P-GW 223, a HSS 224, and a SGSN 225.

The MMEs 221 may be similar in function to the control plane of legacy SGSN, and may implement MM functions to keep track of the current location of a UE 201. The MMEs 221 may perform various MM procedures to manage mobility aspects in access such as gateway selection and tracking area list management. MM (also referred to as “EPS MM” or “EMM” in E-UTRAN systems) may refer to all applicable procedures, methods, data storage, etc. that are used to maintain knowledge about a present location of the UE 201, provide user identity confidentiality, and/or perform other like services to users/subscribers. Each UE 201 and the MME 221 may include an MM or EMM sublayer, and an MM context may be established in the UE 201 and the MME 221 when an attach procedure is successfully completed. The MM context may be a data structure or database object that stores MM-related information of the UE 201. The MMEs 221 may be coupled with the HSS 224 via an S6a reference point, coupled with the SGSN 225 via an S3 reference point, and coupled with the S-GW 222 via an S11 reference point.

The SGSN 225 may be a node that serves the UE 201 by tracking the location of an individual UE 201 and performing security functions. In addition, the SGSN 225 may perform Inter-EPC node signaling for mobility between 2G/3G and E-UTRAN 3GPP access networks; PDN and S-GW selection as specified by the MMES 221; handling of UE 201 time zone functions as specified by the MMES 221; and MME selection for handovers to E-UTRAN 3GPP access network. The S3 reference point between the MMES 221 and the SGSN 225 may enable user and bearer information exchange for inter-3GPP access network mobility in idle and/or active states.

The HSS 224 may comprise a database for network users, including subscription-related information to support the network entities' handling of communication sessions. The EPC 220 may comprise one or several HSSs 224, depending on the number of mobile subscribers, on the capacity of the equipment, on the organization of the network, etc. For example, the HSS 224 can provide support for routing/roaming, authentication, authorization, naming/addressing resolution, location dependencies, etc. An S6a reference point between the HSS 224 and the MMES 221 may enable transfer of subscription and authentication data for authenticating/authorizing user access to the EPC 220 between HSS 224 and the MMES 221.

The S-GW 222 may terminate the S1 interface 113 (“S1-U” in FIG. 2) toward the RAN 210, and routes data packets between the RAN 210 and the EPC 220. In addition, the S-GW 222 may be a local mobility anchor point for inter-RAN node handovers and also may provide an anchor for inter-3GPP mobility. Other responsibilities may include lawful intercept, charging, and some policy enforcement. The S11 reference point between the S-GW 222 and the MMES 221 may provide a control plane between the MMES 221 and the S-GW 222. The S-GW 222 may be coupled with the P-GW 223 via an S5 reference point.

The P-GW 223 may terminate an SGi interface toward a PDN 230. The P-GW 223 may route data packets between the EPC 220 and external networks such as a network including the application server 130 (alternatively referred to as an “AF”) via an IP interface 125 (see e.g., FIG. 1). In embodiments, the P-GW 223 may be communicatively coupled to an application server (application server 130 of FIG. 1 or PDN 230 in FIG. 2) via an IP communications interface 125 (see, e.g., FIG. 1). The S5 reference point between the P-GW 223 and the S-GW 222 may provide user plane tunneling and tunnel management between the P-GW 223 and the S-GW 222. The S5 reference point may also be used for S-GW 222 relocation due to UE 201 mobility and if the S-GW 222 needs to connect to a non-collocated P-GW 223 for the required PDN connectivity. The P-GW 223 may further include a node for policy enforcement and charging data collection (e.g., PCEF (not shown)). Additionally, the SGi reference point between the P-GW 223 and the packet data network (PDN) 230 may be an operator external public, a private PDN, or an intra operator packet data network, for example, for provision of IMS services. The P-GW 223 may be coupled with a PCRF 226 via a Gx reference point.

PCRF 226 is the policy and charging control element of the EPC 220. In a non-roaming scenario, there may be a single PCRF 226 in the Home Public Land Mobile Network (HPLMN) associated with a UE 201's Internet Protocol Connectivity Access Network (IP-CAN) session. In a roaming scenario with local breakout of traffic, there may be two PCRFs associated with a UE 201's IP-CAN session, a Home PCRF (H-PCRF) within an HPLMN and a Visited PCRF (V-PCRF) within a Visited Public Land Mobile Network (VPLMN). The PCRF 226 may be communicatively coupled to the application server 230 via the P-GW 223. The application server 230 may signal the PCRF 226 to indicate a new service flow and select the appropriate QoS and charging parameters. The PCRF 226 may provision this rule into a PCEF (not shown) with the appropriate TFT and QCI, which commences the QoS and charging as specified by the application server 230. The Gx reference point between the PCRF 226 and the P-GW 223 may allow for the transfer of QoS policy and charging rules from the PCRF 226 to PCEF in the P-GW 223. An Rx reference point may reside between the PDN 230 (or “AF 230”) and the PCRF 226.

FIG. 3 illustrates an architecture of a system 300 including a second CN 320 in accordance with various embodiments. The system 300 is shown to include a UE 301, which may be the same or similar to the UEs 101 and UE 201 discussed previously; a (R)AN 310, which may be the same or similar to the RAN 110 and RAN 210 discussed previously, and which may include RAN nodes 111 discussed previously; and a DN 303, which may be, for example, operator services, Internet access or 3rd party services; and a 5GC 320. The 5GC 320 may include an AUSF 322; an AMF 321; a SMF 324; a NEF 323; a PCF 326; a NRF 325; a UDM 327; an AF 328; a UPF 302; and a NSSF 329.

The UPF 302 may act as an anchor point for intra-RAT and inter-RAT mobility, an external PDU session point of interconnect to DN 303, and a branching point to support multi-homed PDU session. The UPF 302 may also perform packet routing and forwarding, perform packet inspection, enforce the user plane part of policy rules, lawfully intercept packets (UP collection), perform traffic usage reporting, perform QoS handling for a user plane (e.g., packet filtering, gating, UL/DL rate enforcement), perform Uplink Traffic verification (e.g., SDF to QoS flow mapping), transport level packet marking in the uplink and downlink, and perform downlink packet buffering and downlink data notification triggering. UPF 302 may include an uplink classifier to support routing traffic flows to a data network. The DN 303 may represent various network operator services, Internet access, or third party services. DN 303 may include, or be similar to, application server 130 discussed previously. The UPF 302 may interact with the SMF 324 via an N4 reference point between the SMF 324 and the UPF 302.

The AUSF 322 may store data for authentication of UE 301 and handle authentication-related functionality. The AUSF 322 may facilitate a common authentication framework for various access types. The AUSF 322 may communicate with the AMF 321 via an N12 reference point between the AMF 321 and the AUSF 322; and may communicate with the UDM 327 via an N13 reference point between the UDM 327 and the AUSF 322. Additionally, the AUSF 322 may exhibit an Nausf service-based interface.

The AMF 321 may be responsible for registration management (e.g., for registering UE 301, etc.), connection management, reachability management, mobility management, and lawful interception of AMF-related events, and access authentication and authorization. The AMF 321 may be a termination point for the an N11 reference point between the AMF 321 and the SMF 324. The AMF 321 may provide transport for SM messages between the UE 301 and the SMF 324, and act as a transparent proxy for routing SM messages. AMF 321 may also provide transport for SMS messages between UE 301 and an SMSF (not shown by FIG. 3). AMF 321 may act as SEAF, which may include interaction with the AUSF 322 and the UE 301, receipt of an intermediate key that was established as a result of the UE 301 authentication process. Where USIM based authentication is used, the AMF 321 may retrieve the security material from the AUSF 322. AMF 321 may also include a SCM function, which receives a key from the SEA that it uses to derive access-network specific keys. Furthermore, AMF 321 may be a termination point of a RAN CP interface, which may include or be an N2 reference point between the (R)AN 310 and the AMF 321; and the AMF 321 may be a termination point of NAS (N1) signalling, and perform NAS ciphering and integrity protection.

AMF 321 may also support NAS signalling with a UE 301 over an N3 IWF interface. The N3IWF may be used to provide access to untrusted entities. N3IWF may be a termination point for the N2 interface between the (R)AN 310 and the AMF 321 for the control plane, and may be a termination point for the N3 reference point between the (R)AN 310 and the UPF 302 for the user plane. As such, the AMF 321 may handle N2 signalling from the SMF 324 and the AMF 321 for PDU sessions and QoS, encapsulate/de-encapsulate packets for IPSec and N3 tunnelling, mark N3 user-plane packets in the uplink, and enforce QoS corresponding to N3 packet marking taking into account QoS requirements associated with such marking received over N2. N3IWF may also relay uplink and downlink control-plane NAS signalling between the UE 301 and AMF 321 via an N1 reference point between the UE 301 and the AMF 321, and relay uplink and downlink user-plane packets between the UE 301 and UPF 302. The N3IWF also provides mechanisms for IPsec tunnel establishment with the UE 301. The AMF 321 may exhibit an Namf service-based interface, and may be a termination point for an N14 reference point between two AMFs 321 and an N17 reference point between the AMF 321 and a 5G-EIR (not shown by FIG. 3).

The UE 301 may need to register with the AMF 321 in order to receive network services. RM is used to register or deregister the UE 301 with the network (e.g., AMF 321), and establish a UE context in the network (e.g., AMF 321). The UE 301 may operate in an RM-REGISTERED state or an RM-DEREGISTERED state. In the RM-DEREGISTERED state, the UE 301 is not registered with the network, and the UE context in AMF 321 holds no valid location or routing information for the UE 301 so the UE 301 is not reachable by the AMF 321. In the RM-REGISTERED state, the UE 301 is registered with the network, and the UE context in AMF 321 may hold a valid location or routing information for the UE 301 so the UE 301 is reachable by the AMF 321. In the RM-REGISTERED state, the UE 301 may perform mobility Registration Update procedures, perform periodic Registration Update procedures triggered by expiration of the periodic update timer (e.g., to notify the network that the UE 301 is still active), and perform a Registration Update procedure to update UE capability information or to re-negotiate protocol parameters with the network, among others.

The AMF 321 may store one or more RM contexts for the UE 301, where each RM context is associated with a specific access to the network. The RM context may be a data structure, database object, etc. that indicates or stores, inter alia, a registration state per access type and the periodic update timer. The AMF 321 may also store a 5GC MM context that may be the same or similar to the (E)MM context discussed previously. In various embodiments, the AMF 321 may store a CE mode B Restriction parameter of the UE 301 in an associated MM context or RM context. The AMF 321 may also derive the value, when needed, from the UE's usage setting parameter already stored in the UE context (and/or MM/RM context).

CM may be used to establish and release a signaling connection between the UE 301 and the AMF 321 over the N1 interface. The signaling connection is used to enable NAS signaling exchange between the UE 301 and the CN 320, and comprises both the signaling connection between the UE and the AN (e.g., RRC connection or UE-N3IWF connection for non-3GPP access) and the N2 connection for the UE 301 between the AN (e.g., RAN 310) and the AMF 321. The UE 301 may operate in one of two CM states, CM-IDLE mode or CM-CONNECTED mode. When the UE 301 is operating in the CM-IDLE state/mode, the UE 301 may have no NAS signaling connection established with the AMF 321 over the N1 interface, and there may be (R)AN 310 signaling connection (e.g., N2 and/or N3 connections) for the UE 301. When the UE 301 is operating in the CM-CONNECTED state/mode, the UE 301 may have an established NAS signaling connection with the AMF 321 over the N1 interface, and there may be a (R)AN 310 signaling connection (e.g., N2 and/or N3 connections) for the UE 301. Establishment of an N2 connection between the (R)AN 310 and the AMF 321 may cause the UE 301 to transition from CM-IDLE mode to CM-CONNECTED mode, and the UE 301 may transition from the CM-CONNECTED mode to the CM-IDLE mode when N2 signaling between the (R)AN 310 and the AMF 321 is released.

The SMF 324 may be responsible for SM (e.g., session establishment, modify and release, including tunnel maintain between UPF and AN node); UE IP address allocation and management (including optional authorization); selection and control of UP function; configuring traffic steering at UPF to route traffic to proper destination; termination of interfaces toward policy control functions; controlling part of policy enforcement and QoS; lawful intercept (for SM events and interface to LI system); termination of SM parts of NAS messages; downlink data notification; initiating AN specific SM information, sent via AMF over N2 to AN; and determining SSC mode of a session. SM may refer to management of a PDU session, and a PDU session or “session” may refer to a PDU connectivity service that provides or enables the exchange of PDUs between a UE 301 and a data network (DN) 303 identified by a Data Network Name (DNN). PDU sessions may be established upon UE 301 request, modified upon UE 301 and 5GC 320 request, and released upon UE 301 and 5GC 320 request using NAS SM signaling exchanged over the N1 reference point between the UE 301 and the SMF 324. Upon request from an application server, the 5GC 320 may trigger a specific application in the UE 301. In response to receipt of the trigger message, the UE 301 may pass the trigger message (or relevant parts/information of the trigger message) to one or more identified applications in the UE 301. The identified application(s) in the UE 301 may establish a PDU session to a specific DNN. The SMF 324 may check whether the UE 301 requests are compliant with user subscription information associated with the UE 301. In this regard, the SMF 324 may retrieve and/or request to receive update notifications on SMF 324 level subscription data from the UDM 327.

The SMF 324 may include the following roaming functionality: handling local enforcement to apply QoS SLAB (VPLMN); charging data collection and charging interface (VPLMN); lawful intercept (in VPLMN for SM events and interface to LI system); and support for interaction with external DN for transport of signalling for PDU session authorization/authentication by external DN. An N16 reference point between two SMFs 324 may be included in the system 300, which may be between another SMF 324 in a visited network and the SMF 324 in the home network in roaming scenarios. Additionally, the SMF 324 may exhibit the Nsmf service-based interface.

The NEF 323 may provide means for securely exposing the services and capabilities provided by 3GPP network functions for third party, internal exposure/re-exposure, Application Functions (e.g., AF 328), edge computing or fog computing systems, etc. In such embodiments, the NEF 323 may authenticate, authorize, and/or throttle the AFs. NEF 323 may also translate information exchanged with the AF 328 and information exchanged with internal network functions. For example, the NEF 323 may translate between an AF-Service-Identifier and an internal 5GC information. NEF 323 may also receive information from other network functions (NFs) based on exposed capabilities of other network functions. This information may be stored at the NEF 323 as structured data, or at a data storage NF using standardized interfaces. The stored information can then be re-exposed by the NEF 323 to other NFs and AFs, and/or used for other purposes such as analytics. Additionally, the NEF 323 may exhibit an Nnef service-based interface.

The NRF 325 may support service discovery functions, receive NF discovery requests from NF instances, and provide the information of the discovered NF instances to the NF instances. NRF 325 also maintains information of available NF instances and their supported services. As used herein, the terms “instantiate,” “instantiation,” and the like may refer to the creation of an instance, and an “instance” may refer to a concrete occurrence of an object, which may occur, for example, during execution of program code. Additionally, the NRF 325 may exhibit the Nnrf service-based interface.

The PCF 326 may provide policy rules to control plane function(s) to enforce them, and may also support unified policy framework to govern network behaviour. The PCF 326 may also implement an FE to access subscription information relevant for policy decisions in a UDR of the UDM 327. The PCF 326 may communicate with the AMF 321 via an N15 reference point between the PCF 326 and the AMF 321, which may include a PCF 326 in a visited network and the AMF 321 in case of roaming scenarios. The PCF 326 may communicate with the AF 328 via an N5 reference point between the PCF 326 and the AF 328; and with the SMF 324 via an N7 reference point between the PCF 326 and the SMF 324. The system 300 and/or CN 320 may also include an N24 reference point between the PCF 326 (in the home network) and a PCF 326 in a visited network. Additionally, the PCF 326 may exhibit an Npcf service-based interface.

The UDM 327 may handle subscription-related information to support the network entities' handling of communication sessions, and may store subscription data of UE 301. For example, subscription data may be communicated between the UDM 327 and the AMF 321 via an N8 reference point between the UDM 327 and the AMF. The UDM 327 may include two parts, an application FE and a UDR (the FE and UDR are not shown by FIG. 3). The UDR may store subscription data and policy data for the UDM 327 and the PCF 326, and/or structured data for exposure and application data (including PFDs for application detection, application request information for multiple UEs 301) for the NEF 323. The Nudr service-based interface may be exhibited by the UDR 221 to allow the UDM 327, PCF 326, and NEF 323 to access a particular set of the stored data, as well as to read, update (e.g., add, modify), delete, and subscribe to notification of relevant data changes in the UDR. The UDM may include a UDM-FE, which is in charge of processing credentials, location management, subscription management and so on. Several different front ends may serve the same user in different transactions. The UDM-FE accesses subscription information stored in the UDR and performs authentication credential processing, user identification handling, access authorization, registration/mobility management, and subscription management. The UDR may interact with the SMF 324 via an N10 reference point between the UDM 327 and the SMF 324. UDM 327 may also support SMS management, wherein an SMS-FE implements the similar application logic as discussed previously. Additionally, the UDM 327 may exhibit the Nudm service-based interface.

The AF 328 may provide application influence on traffic routing, provide access to the NCE, and interact with the policy framework for policy control. The NCE may be a mechanism that allows the 5GC 320 and AF 328 to provide information to each other via NEF 323, which may be used for edge computing implementations. In such implementations, the network operator and third party services may be hosted close to the UE 301 access point of attachment to achieve an efficient service delivery through the reduced end-to-end latency and load on the transport network. For edge computing implementations, the 5GC may select a UPF 302 close to the UE 301 and execute traffic steering from the UPF 302 to DN 303 via the N6 interface. This may be based on the UE subscription data, UE location, and information provided by the AF 328. In this way, the AF 328 may influence UPF (re)selection and traffic routing. Based on operator deployment, when AF 328 is considered to be a trusted entity, the network operator may permit AF 328 to interact directly with relevant NFs. Additionally, the AF 328 may exhibit an Naf service-based interface.

The NSSF 329 may select a set of network slice instances serving the UE 301. The NSSF 329 may also determine allowed NSSAI and the mapping to the subscribed S-NSSAIs, if needed. The NSSF 329 may also determine the AMF set to be used to serve the UE 301, or a list of candidate AMF(s) 321 based on a suitable configuration and possibly by querying the NRF 325. The selection of a set of network slice instances for the UE 301 may be triggered by the AMF 321 with which the UE 301 is registered by interacting with the NSSF 329, which may lead to a change of AMF 321. The NSSF 329 may interact with the AMF 321 via an N22 reference point between AMF 321 and NSSF 329; and may communicate with another NSSF 329 in a visited network via an N31 reference point (not shown by FIG. 3). Additionally, the NSSF 329 may exhibit an Nnssf service-based interface.

As discussed previously, the CN 320 may include an SMSF, which may be responsible for SMS subscription checking and verification, and relaying SM messages to/from the UE 301 to/from other entities, such as an SMS-GMSC/IWMSC/SMS-router. The SMS may also interact with AMF 321 and UDM 327 for a notification procedure that the UE 301 is available for SMS transfer (e.g., set a UE not reachable flag, and notifying UDM 327 when UE 301 is available for SMS).

The CN 120 may also include other elements that are not shown by FIG. 3, such as a Data Storage system/architecture, a 5G-EIR, a SEPP, and the like. The Data Storage system may include a SDSF, an UDSF, and/or the like. Any NF may store and retrieve unstructured data into/from the UDSF (e.g., UE contexts), via N18 reference point between any NF and the UDSF (not shown by FIG. 3). Individual NFs may share a UDSF for storing their respective unstructured data or individual NFs may each have their own UDSF located at or near the individual NFs. Additionally, the UDSF may exhibit an Nudsf service-based interface (not shown by FIG. 3). The 5G-EIR may be an NF that checks the status of PEI for determining whether particular equipment/entities are blacklisted from the network; and the SEPP may be a non-transparent proxy that performs topology hiding, message filtering, and policing on inter-PLMN control plane interfaces.

Additionally, there may be many more reference points and/or service-based interfaces between the NF services in the NFs; however, these interfaces and reference points have been omitted from FIG. 3 for clarity. In one example, the CN 320 may include an Nx interface, which is an inter-CN interface between the MME (e.g., MME 221) and the AMF 321 in order to enable interworking between CN 320 and CN 220. Other example interfaces/reference points may include an N5g-EIR service-based interface exhibited by a 5G-EIR, an N27 reference point between the NRF in the visited network and the NRF in the home network; and an N31 reference point between the NSSF in the visited network and the NSSF in the home network.

FIG. 4 illustrates an example of infrastructure equipment 400 in accordance with various embodiments. The infrastructure equipment 400 (or “system 400”) may be implemented as a base station, radio head, RAN node such as the RAN nodes 111 and/or AP 106 shown and described previously, application server(s) 130, and/or any other element/device discussed herein. In other examples, the system 400 could be implemented in or by a UE.

The system 400 includes application circuitry 405, baseband circuitry 410, one or more radio front end modules (RFEMs) 415, memory circuitry 420, power management integrated circuitry (PMIC) 425, power tee circuitry 430, network controller circuitry 435, network interface connector 440, satellite positioning circuitry 445, and user interface 450. In some embodiments, the device 400 may include additional elements such as, for example, memory/storage, display, camera, sensor, or input/output (I/O) interface. In other embodiments, the components described below may be included in more than one device. For example, said circuitries may be separately included in more than one device for CRAN, vBBU, or other like implementations.

Application circuitry 405 includes circuitry such as, but not limited to one or more processors (or processor cores), cache memory, and one or more of low drop-out voltage regulators (LDOs), interrupt controllers, serial interfaces such as SPI, I²C or universal programmable serial interface module, real time clock (RTC), timer-counters including interval and watchdog timers, general purpose input/output (I/O or IO), memory card controllers such as Secure Digital (SD) MultiMediaCard (MMC) or similar, Universal Serial Bus (USB) interfaces, Mobile Industry Processor Interface (MIPI) interfaces and Joint Test Access Group (JTAG) test access ports. The processors (or cores) of the application circuitry 405 may be coupled with or may include memory/storage elements and may be configured to execute instructions stored in the memory/storage to enable various applications or operating systems to run on the system 400. In some implementations, the memory/storage elements may be on-chip memory circuitry, which may include any suitable volatile and/or non-volatile memory, such as DRAM, SRAM, EPROM, EEPROM, Flash memory, solid-state memory, and/or any other type of memory device technology, such as those discussed herein.

The processor(s) of application circuitry 405 may include, for example, one or more processor cores (CPUs), one or more application processors, one or more graphics processing units (GPUs), one or more reduced instruction set computing (RISC) processors, one or more Acorn RISC Machine (ARM) processors, one or more complex instruction set computing (CISC) processors, one or more digital signal processors (DSP), one or more FPGAs, one or more PLDs, one or more ASICs, one or more microprocessors or controllers, or any suitable combination thereof. In some embodiments, the application circuitry 405 may comprise, or may be, a special-purpose processor/controller to operate according to the various embodiments herein. As examples, the processor(s) of application circuitry 405 may include one or more Intel Pentium®, Core®, or Xeon® processor(s); Advanced Micro Devices (AMD) Ryzen® processor(s), Accelerated Processing Units (APUs), or Epyc® processors; ARM-based processor(s) licensed from ARM Holdings, Ltd. such as the ARM Cortex-A family of processors and the ThunderX2® provided by Cavium™, Inc.; a MIPS-based design from MIPS Technologies, Inc. such as MIPS Warrior P-class processors; and/or the like. In some embodiments, the system 400 may not utilize application circuitry 405, and instead may include a special-purpose processor/controller to process IP data received from an EPC or 5GC, for example.

In some implementations, the application circuitry 405 may include one or more hardware accelerators, which may be microprocessors, programmable processing devices, or the like. The one or more hardware accelerators may include, for example, computer vision (CV) and/or deep learning (DL) accelerators. As examples, the programmable processing devices may be one or more a field-programmable devices (FPDs) such as field-programmable gate arrays (FPGAs) and the like; programmable logic devices (PLDs) such as complex PLDs (CPLDs), high-capacity PLDs (HCPLDs), and the like; ASICs such as structured ASICs and the like; programmable SoCs (PSoCs); and the like. In such implementations, the circuitry of application circuitry 405 may comprise logic blocks or logic fabric, and other interconnected resources that may be programmed to perform various functions, such as the procedures, methods, functions, etc. of the various embodiments discussed herein. In such embodiments, the circuitry of application circuitry 405 may include memory cells (e.g., erasable programmable read-only memory (EPROM), electrically erasable programmable read-only memory (EEPROM), flash memory, static memory (e.g., static random access memory (SRAM), anti-fuses, etc.)) used to store logic blocks, logic fabric, data, etc. in look-up-tables (LUTs) and the like.

The baseband circuitry 410 may be implemented, for example, as a solder-down substrate including one or more integrated circuits, a single packaged integrated circuit soldered to a main circuit board or a multi-chip module containing two or more integrated circuits. The various hardware electronic elements of baseband circuitry 410 are discussed infra with regard to FIG. 6.

User interface circuitry 450 may include one or more user interfaces designed to enable user interaction with the system 400 or peripheral component interfaces designed to enable peripheral component interaction with the system 400. User interfaces may include, but are not limited to, one or more physical or virtual buttons (e.g., a reset button), one or more indicators (e.g., light emitting diodes (LEDs)), a physical keyboard or keypad, a mouse, a touchpad, a touchscreen, speakers or other audio emitting devices, microphones, a printer, a scanner, a headset, a display screen or display device, etc. Peripheral component interfaces may include, but are not limited to, a nonvolatile memory port, a universal serial bus (USB) port, an audio jack, a power supply interface, etc.

The radio front end modules (RFEMs) 415 may comprise a millimeter wave (mmWave) RFEM and one or more sub-mmWave radio frequency integrated circuits (RFICs). In some implementations, the one or more sub-mmWave RFICs may be physically separated from the mmWave RFEM. The RFICs may include connections to one or more antennas or antenna arrays (see e.g., antenna array 611 of FIG. 6), and the RFEM may be connected to multiple antennas. In alternative implementations, both mmWave and sub-mmWave radio functions may be implemented in the same physical RFEM 415, which incorporates both mmWave antennas and sub-mmWave.

The memory circuitry 420 may include one or more of volatile memory including dynamic random access memory (DRAM) and/or synchronous dynamic random access memory (SDRAM), and nonvolatile memory (NVM) including high-speed electrically erasable memory (commonly referred to as Flash memory), phase change random access memory (PRAM), magnetoresistive random access memory (MRAM), etc., and may incorporate the three-dimensional (3D) cross-point (XPOINT) memories from Intel® and Micron®. Memory circuitry 420 may be implemented as one or more of solder down packaged integrated circuits, socketed memory modules and plug-in memory cards.

The PMIC 425 may include voltage regulators, surge protectors, power alarm detection circuitry, and one or more backup power sources such as a battery or capacitor. The power alarm detection circuitry may detect one or more of brown out (under-voltage) and surge (over-voltage) conditions. The power tee circuitry 430 may provide for electrical power drawn from a network cable to provide both power supply and data connectivity to the infrastructure equipment 400 using a single cable.

The network controller circuitry 435 may provide connectivity to a network using a standard network interface protocol such as Ethernet, Ethernet over GRE Tunnels, Ethernet over Multiprotocol Label Switching (MPLS), or some other suitable protocol. Network connectivity may be provided to/from the infrastructure equipment 400 via network interface connector 440 using a physical connection, which may be electrical (commonly referred to as a “copper interconnect”), optical, or wireless. The network controller circuitry 435 may include one or more dedicated processors and/or FPGAs to communicate using one or more of the aforementioned protocols. In some implementations, the network controller circuitry 435 may include multiple controllers to provide connectivity to other networks using the same or different protocols.

The positioning circuitry 445 includes circuitry to receive and decode signals transmitted/broadcasted by a positioning network of a global navigation satellite system (GNSS). Examples of navigation satellite constellations (or GNSS) include United States' Global Positioning System (GPS), Russia's Global Navigation System (GLONASS), the European Union's Galileo system, China's BeiDou Navigation Satellite System, a regional navigation system or GNSS augmentation system (e.g., Navigation with Indian Constellation (NAVIC), Japan's Quasi-Zenith Satellite System (QZSS), France's Doppler Orbitography and Radio-positioning Integrated by Satellite (DORIS), etc.), or the like. The positioning circuitry 445 comprises various hardware elements (e.g., including hardware devices such as switches, filters, amplifiers, antenna elements, and the like to facilitate OTA communications) to communicate with components of a positioning network, such as navigation satellite constellation nodes. In some embodiments, the positioning circuitry 445 may include a Micro-Technology for Positioning, Navigation, and Timing (Micro-PNT) IC that uses a master timing clock to perform position tracking/estimation without GNSS assistance. The positioning circuitry 445 may also be part of, or interact with, the baseband circuitry 410 and/or RFEMs 415 to communicate with the nodes and components of the positioning network. The positioning circuitry 445 may also provide position data and/or time data to the application circuitry 405, which may use the data to synchronize operations with various infrastructure (e.g., RAN nodes 111, etc.), or the like.

The components shown by FIG. 4 may communicate with one another using interface circuitry, which may include any number of bus and/or interconnect (IX) technologies such as industry standard architecture (ISA), extended ISA (EISA), peripheral component interconnect (PCI), peripheral component interconnect extended (PCIx), PCI express (PCIe), or any number of other technologies. The bus/IX may be a proprietary bus, for example, used in a SoC based system. Other bus/IX systems may be included, such as an I²C interface, an SPI interface, point to point interfaces, and a power bus, among others.

FIG. 5 illustrates an example of a platform 500 (or “device 500”) in accordance with various embodiments. In embodiments, the computer platform 500 may be suitable for use as UEs 101, 201, 302, application servers 130, and/or any other element/device discussed herein. The platform 500 may include any combinations of the components shown in the example. The components of platform 500 may be implemented as integrated circuits (ICs), portions thereof, discrete electronic devices, or other modules, logic, hardware, software, firmware, or a combination thereof adapted in the computer platform 500, or as components otherwise incorporated within a chassis of a larger system. The block diagram of FIG. 5 is intended to show a high level view of components of the computer platform 500. However, some of the components shown may be omitted, additional components may be present, and different arrangement of the components shown may occur in other implementations.

Application circuitry 505 includes circuitry such as, but not limited to one or more processors (or processor cores), cache memory, and one or more of LDOs, interrupt controllers, serial interfaces such as SPI, I²C or universal programmable serial interface module, RTC, timer-counters including interval and watchdog timers, general purpose I/O, memory card controllers such as SD MMC or similar, USB interfaces, MIPI interfaces, and JTAG test access ports. The processors (or cores) of the application circuitry 505 may be coupled with or may include memory/storage elements and may be configured to execute instructions stored in the memory/storage to enable various applications or operating systems to run on the system 500. In some implementations, the memory/storage elements may be on-chip memory circuitry, which may include any suitable volatile and/or non-volatile memory, such as DRAM, SRAM, EPROM, EEPROM, Flash memory, solid-state memory, and/or any other type of memory device technology, such as those discussed herein.

The processor(s) of application circuitry 405 may include, for example, one or more processor cores, one or more application processors, one or more GPUs, one or more RISC processors, one or more ARM processors, one or more CISC processors, one or more DSP, one or more FPGAs, one or more PLDs, one or more ASICs, one or more microprocessors or controllers, a multithreaded processor, an ultra-low voltage processor, an embedded processor, some other known processing element, or any suitable combination thereof. In some embodiments, the application circuitry 405 may comprise, or may be, a special-purpose processor/controller to operate according to the various embodiments herein.

As examples, the processor(s) of application circuitry 505 may include an Intel® Architecture Core™ based processor, such as a Quark™, an Atom™, an i3, an i5, an i7, or an MCU-class processor, or another such processor available from Intel® Corporation, Santa Clara, Calif. The processors of the application circuitry 505 may also be one or more of Advanced Micro Devices (AMD) Ryzen® processor(s) or Accelerated Processing Units (APUs); A5-A9 processor(s) from Apple® Inc., Snapdragon™ processor(s) from Qualcomm® Technologies, Inc., Texas Instruments, Inc.® Open Multimedia Applications Platform (OMAP)™ processor(s); a MIPS-based design from MIPS Technologies, Inc. such as MIPS Warrior M-class, Warrior I-class, and Warrior P-class processors; an ARM-based design licensed from ARM Holdings, Ltd., such as the ARM Cortex-A, Cortex-R, and Cortex-M family of processors; or the like. In some implementations, the application circuitry 505 may be a part of a system on a chip (SoC) in which the application circuitry 505 and other components are formed into a single integrated circuit, or a single package, such as the Edison™ or Galileo™ SoC boards from Intel® Corporation.

Additionally or alternatively, application circuitry 505 may include circuitry such as, but not limited to, one or more a field-programmable devices (FPDs) such as FPGAs and the like; programmable logic devices (PLDs) such as complex PLDs (CPLDs), high-capacity PLDs (HCPLDs), and the like; ASICs such as structured ASICs and the like; programmable SoCs (PSoCs); and the like. In such embodiments, the circuitry of application circuitry 505 may comprise logic blocks or logic fabric, and other interconnected resources that may be programmed to perform various functions, such as the procedures, methods, functions, etc. of the various embodiments discussed herein. In such embodiments, the circuitry of application circuitry 505 may include memory cells (e.g., erasable programmable read-only memory (EPROM), electrically erasable programmable read-only memory (EEPROM), flash memory, static memory (e.g., static random access memory (SRAM), anti-fuses, etc.)) used to store logic blocks, logic fabric, data, etc. in look-up tables (LUTs) and the like.

The baseband circuitry 510 may be implemented, for example, as a solder-down substrate including one or more integrated circuits, a single packaged integrated circuit soldered to a main circuit board or a multi-chip module containing two or more integrated circuits. The various hardware electronic elements of baseband circuitry 510 are discussed infra with regard to FIG. 6.

The RFEMs 515 may comprise a millimeter wave (mmWave) RFEM and one or more sub-mmWave radio frequency integrated circuits (RFICs). In some implementations, the one or more sub-mmWave RFICs may be physically separated from the mmWave RFEM. The RFICs may include connections to one or more antennas or antenna arrays (see e.g., antenna array 611 of FIG. 6), and the RFEM may be connected to multiple antennas. In alternative implementations, both mmWave and sub-mmWave radio functions may be implemented in the same physical RFEM 515, which incorporates both mmWave antennas and sub-mmWave.

The memory circuitry 520 may include any number and type of memory devices used to provide for a given amount of system memory. As examples, the memory circuitry 520 may include one or more of volatile memory including random access memory (RAM), dynamic RAM (DRAM) and/or synchronous dynamic RAM (SDRAM), and nonvolatile memory (NVM) including high-speed electrically erasable memory (commonly referred to as Flash memory), phase change random access memory (PRAM), magnetoresistive random access memory (MRAM), etc. The memory circuitry 520 may be developed in accordance with a Joint Electron Devices Engineering Council (JEDEC) low power double data rate (LPDDR)-based design, such as LPDDR2, LPDDR3, LPDDR4, or the like. Memory circuitry 520 may be implemented as one or more of solder down packaged integrated circuits, single die package (SDP), dual die package (DDP) or quad die package (Q17P), socketed memory modules, dual inline memory modules (DIMMs) including microDIMMs or MiniDIMMs, and/or soldered onto a motherboard via a ball grid array (BGA). In low power implementations, the memory circuitry 520 may be on-die memory or registers associated with the application circuitry 505. To provide for persistent storage of information such as data, applications, operating systems and so forth, memory circuitry 520 may include one or more mass storage devices, which may include, inter alia, a solid state disk drive (SSDD), hard disk drive (HDD), a micro HDD, resistance change memories, phase change memories, holographic memories, or chemical memories, among others. For example, the computer platform 500 may incorporate the three-dimensional (3D) cross-point (XPOINT) memories from Intel® and Micron®.

Removable memory circuitry 523 may include devices, circuitry, enclosures/housings, ports or receptacles, etc. used to couple portable data storage devices with the platform 500. These portable data storage devices may be used for mass storage purposes, and may include, for example, flash memory cards (e.g., Secure Digital (SD) cards, microSD cards, xD picture cards, and the like), and USB flash drives, optical discs, external HDDs, and the like.

The platform 500 may also include interface circuitry (not shown) that is used to connect external devices with the platform 500. The external devices connected to the platform 500 via the interface circuitry include sensor circuitry 521 and electro-mechanical components (EMCs) 522, as well as removable memory devices coupled to removable memory circuitry 523.

The sensor circuitry 521 include devices, modules, or subsystems whose purpose is to detect events or changes in its environment and send the information (sensor data) about the detected events to some other a device, module, subsystem, etc. Examples of such sensors include, inter alia, inertia measurement units (IMUS) comprising accelerometers, gyroscopes, and/or magnetometers; microelectromechanical systems (MEMS) or nanoelectromechanical systems (NEMS) comprising 3-axis accelerometers, 3-axis gyroscopes, and/or magnetometers; level sensors; flow sensors; temperature sensors (e.g., thermistors); pressure sensors; barometric pressure sensors; gravimeters; altimeters; image capture devices (e.g., cameras or lensless apertures); light detection and ranging (LiDAR) sensors; proximity sensors (e.g., infrared radiation detector and the like), depth sensors, ambient light sensors, ultrasonic transceivers; microphones or other like audio capture devices; etc.

EMCs 522 include devices, modules, or subsystems whose purpose is to enable platform 500 to change its state, position, and/or orientation, or move or control a mechanism or (sub)system. Additionally, EMCs 522 may be configured to generate and send messages/signalling to other components of the platform 500 to indicate a current state of the EMCs 522. Examples of the EMCs 522 include one or more power switches, relays including electromechanical relays (EMRs) and/or solid state relays (SSRs), actuators (e.g., valve actuators, etc.), an audible sound generator, a visual warning device, motors (e.g., DC motors, stepper motors, etc.), wheels, thrusters, propellers, claws, clamps, hooks, and/or other like electro-mechanical components. In embodiments, platform 500 is configured to operate one or more EMCs 522 based on one or more captured events and/or instructions or control signals received from a service provider and/or various clients.

In some implementations, the interface circuitry may connect the platform 500 with positioning circuitry 545. The positioning circuitry 545 includes circuitry to receive and decode signals transmitted/broadcasted by a positioning network of a GNSS. Examples of navigation satellite constellations (or GNSS) include United States' GPS, Russia's GLONASS, the European Union's Galileo system, China's BeiDou Navigation Satellite System, a regional navigation system or GNSS augmentation system (e.g., NAVIC), Japan's QZSS, France's DORIS, etc.), or the like. The positioning circuitry 545 comprises various hardware elements (e.g., including hardware devices such as switches, filters, amplifiers, antenna elements, and the like to facilitate OTA communications) to communicate with components of a positioning network, such as navigation satellite constellation nodes. In some embodiments, the positioning circuitry 545 may include a Micro-PNT IC that uses a master timing clock to perform position tracking/estimation without GNSS assistance. The positioning circuitry 545 may also be part of, or interact with, the baseband circuitry 410 and/or RFEMs 515 to communicate with the nodes and components of the positioning network. The positioning circuitry 545 may also provide position data and/or time data to the application circuitry 505, which may use the data to synchronize operations with various infrastructure (e.g., radio base stations), for turn-by-turn navigation applications, or the like

In some implementations, the interface circuitry may connect the platform 500 with Near-Field Communication (NFC) circuitry 540. NFC circuitry 540 is configured to provide contactless, short-range communications based on radio frequency identification (RFID) standards, wherein magnetic field induction is used to enable communication between NFC circuitry 540 and NFC-enabled devices external to the platform 500 (e.g., an “NFC touchpoint”). NFC circuitry 540 comprises an NFC controller coupled with an antenna element and a processor coupled with the NFC controller. The NFC controller may be a chip/IC providing NFC functionalities to the NFC circuitry 540 by executing NFC controller firmware and an NFC stack. The NFC stack may be executed by the processor to control the NFC controller, and the NFC controller firmware may be executed by the NFC controller to control the antenna element to emit short-range RF signals. The RF signals may power a passive NFC tag (e.g., a microchip embedded in a sticker or wristband) to transmit stored data to the NFC circuitry 540, or initiate data transfer between the NFC circuitry 540 and another active NFC device (e.g., a smartphone or an NFC-enabled POS terminal) that is proximate to the platform 500.

The driver circuitry 546 may include software and hardware elements that operate to control particular devices that are embedded in the platform 500, attached to the platform 500, or otherwise communicatively coupled with the platform 500. The driver circuitry 546 may include individual drivers allowing other components of the platform 500 to interact with or control various input/output (I/O) devices that may be present within, or connected to, the platform 500. For example, driver circuitry 546 may include a display driver to control and allow access to a display device, a touchscreen driver to control and allow access to a touchscreen interface of the platform 500, sensor drivers to obtain sensor readings of sensor circuitry 521 and control and allow access to sensor circuitry 521, EMC drivers to obtain actuator positions of the EMCs 522 and/or control and allow access to the EMCs 522, a camera driver to control and allow access to an embedded image capture device, audio drivers to control and allow access to one or more audio devices.

The power management integrated circuitry (PMIC) 525 (also referred to as “power management circuitry 525”) may manage power provided to various components of the platform 500. In particular, with respect to the baseband circuitry 510, the PMIC 525 may control power-source selection, voltage scaling, battery charging, or DC-to-DC conversion. The PMIC 525 may often be included when the platform 500 is capable of being powered by a battery 530, for example, when the device is included in a UE 101, 201, 302.

In some embodiments, the PMIC 525 may control, or otherwise be part of, various power saving mechanisms of the platform 500. For example, if the platform 500 is in an RRC_Connected state, where it is still connected to the RAN node as it expects to receive traffic shortly, then it may enter a state known as Discontinuous Reception Mode (DRX) after a period of inactivity. During this state, the platform 500 may power down for brief intervals of time and thus save power. If there is no data traffic activity for an extended period of time, then the platform 500 may transition off to an RRC Idle state, where it disconnects from the network and does not perform operations such as channel quality feedback, handover, etc. The platform 500 goes into a very low power state and it performs paging where again it periodically wakes up to listen to the network and then powers down again. The platform 500 may not receive data in this state; in order to receive data, it must transition back to RRC_Connected state. An additional power saving mode may allow a device to be unavailable to the network for periods longer than a paging interval (ranging from seconds to a few hours). During this time, the device is totally unreachable to the network and may power down completely. Any data sent during this time incurs a large delay and it is assumed the delay is acceptable.

A battery 530 may power the platform 500, although in some examples the platform 500 may be mounted deployed in a fixed location, and may have a power supply coupled to an electrical grid. The battery 530 may be a lithium ion battery, a metal-air battery, such as a zinc-air battery, an aluminum-air battery, a lithium-air battery, and the like. In some implementations, such as in V2X applications, the battery 530 may be a typical lead-acid automotive battery.

In some implementations, the battery 530 may be a “smart battery,” which includes or is coupled with a Battery Management System (BMS) or battery monitoring integrated circuitry. The BMS may be included in the platform 500 to track the state of charge (SoCh) of the battery 530. The BMS may be used to monitor other parameters of the battery 530 to provide failure predictions, such as the state of health (SoH) and the state of function (SoF) of the battery 530. The BMS may communicate the information of the battery 530 to the application circuitry 505 or other components of the platform 500. The BMS may also include an analog-to-digital (ADC) convertor that allows the application circuitry 505 to directly monitor the voltage of the battery 530 or the current flow from the battery 530. The battery parameters may be used to determine actions that the platform 500 may perform, such as transmission frequency, network operation, sensing frequency, and the like.

A power block, or other power supply coupled to an electrical grid may be coupled with the BMS to charge the battery 530. In some examples, the power block 525 may be replaced with a wireless power receiver to obtain the power wirelessly, for example, through a loop antenna in the computer platform 500. In these examples, a wireless battery charging circuit may be included in the BMS. The specific charging circuits chosen may depend on the size of the battery 530, and thus, the current required. The charging may be performed using the Airfuel standard promulgated by the Airfuel Alliance, the Qi wireless charging standard promulgated by the Wireless Power Consortium, or the Rezence charging standard promulgated by the Alliance for Wireless Power, among others.

User interface circuitry 550 includes various input/output (I/O) devices present within, or connected to, the platform 500, and includes one or more user interfaces designed to enable user interaction with the platform 500 and/or peripheral component interfaces designed to enable peripheral component interaction with the platform 500. The user interface circuitry 550 includes input device circuitry and output device circuitry. Input device circuitry includes any physical or virtual means for accepting an input including, inter alia, one or more physical or virtual buttons (e.g., a reset button), a physical keyboard, keypad, mouse, touchpad, touchscreen, microphones, scanner, headset, and/or the like. The output device circuitry includes any physical or virtual means for showing information or otherwise conveying information, such as sensor readings, actuator position(s), or other like information. Output device circuitry may include any number and/or combinations of audio or visual display, including, inter alia, one or more simple visual outputs/indicators (e.g., binary status indicators (e.g., light emitting diodes (LEDs)) and multi-character visual outputs, or more complex outputs such as display devices or touchscreens (e.g., Liquid Chrystal Displays (LCD), LED displays, quantum dot displays, projectors, etc.), with the output of characters, graphics, multimedia objects, and the like being generated or produced from the operation of the platform 500. The output device circuitry may also include speakers or other audio emitting devices, printer(s), and/or the like. In some embodiments, the sensor circuitry 521 may be used as the input device circuitry (e.g., an image capture device, motion capture device, or the like) and one or more EMCs may be used as the output device circuitry (e.g., an actuator to provide haptic feedback or the like). In another example, NFC circuitry comprising an NFC controller coupled with an antenna element and a processing device may be included to read electronic tags and/or connect with another NFC-enabled device. Peripheral component interfaces may include, but are not limited to, a non-volatile memory port, a USB port, an audio jack, a power supply interface, etc.

Although not shown, the components of platform 500 may communicate with one another using a suitable bus or interconnect (IX) technology, which may include any number of technologies, including ISA, EISA, PCI, PCIx, PCIe, a Time-Trigger Protocol (TTP) system, a FlexRay system, or any number of other technologies. The bus/IX may be a proprietary bus/IX, for example, used in a SoC based system. Other bus/IX systems may be included, such as an I²C interface, an SPI interface, point-to-point interfaces, and a power bus, among others.

FIG. 6 illustrates example components of baseband circuitry 610 and radio front end modules (RFEM) 615 in accordance with various embodiments. The baseband circuitry 610 corresponds to the baseband circuitry 410 and 510 of FIGS. 4 and 5, respectively. The RFEM 615 corresponds to the RFEM 415 and 515 of FIGS. 4 and 5, respectively. As shown, the RFEMs 615 may include Radio Frequency (RF) circuitry 606, front-end module (FEM) circuitry 608, antenna array 611 coupled together at least as shown.

The baseband circuitry 610 includes circuitry and/or control logic configured to carry out various radio/network protocol and radio control functions that enable communication with one or more radio networks via the RF circuitry 606. The radio control functions may include, but are not limited to, signal modulation/demodulation, encoding/decoding, radio frequency shifting, etc. In some embodiments, modulation/demodulation circuitry of the baseband circuitry 610 may include Fast-Fourier Transform (FFT), precoding, or constellation mapping/demapping functionality. In some embodiments, encoding/decoding circuitry of the baseband circuitry 610 may include convolution, tail-biting convolution, turbo, Viterbi, or Low Density Parity Check (LDPC) encoder/decoder functionality. Embodiments of modulation/demodulation and encoder/decoder functionality are not limited to these examples and may include other suitable functionality in other embodiments. The baseband circuitry 610 is configured to process baseband signals received from a receive signal path of the RF circuitry 606 and to generate baseband signals for a transmit signal path of the RF circuitry 606. The baseband circuitry 610 is configured to interface with application circuitry 405/505 (see FIGS. 4 and 5) for generation and processing of the baseband signals and for controlling operations of the RF circuitry 606. The baseband circuitry 610 may handle various radio control functions.

The aforementioned circuitry and/or control logic of the baseband circuitry 610 may include one or more single or multi-core processors. For example, the one or more processors may include a 3G baseband processor 604A, a 4G/LTE baseband processor 604B, a 5G/NR baseband processor 604C, or some other baseband processor(s) 604D for other existing generations, generations in development or to be developed in the future (e.g., sixth generation (6G), etc.). In other embodiments, some or all of the functionality of baseband processors 604A-D may be included in modules stored in the memory 604G and executed via a Central Processing Unit (CPU) 604E. In other embodiments, some or all of the functionality of baseband processors 604A-D may be provided as hardware accelerators (e.g., FPGAs, ASICs, etc.) loaded with the appropriate bit streams or logic blocks stored in respective memory cells. In various embodiments, the memory 604G may store program code of a real-time OS (RTOS), which when executed by the CPU 604E (or other baseband processor), is to cause the CPU 604E (or other baseband processor) to manage resources of the baseband circuitry 610, schedule tasks, etc. Examples of the RTOS may include Operating System Embedded (OSE)™ provided by Enea®, Nucleus RTOS™ provided by Mentor Graphics®, Versatile Real-Time Executive (VRTX) provided by Mentor Graphics®, ThreadX™ provided by Express Logic®, FreeRTOS, REX OS provided by Qualcomm®, OKL4 provided by Open Kernel (OK) Labs®, or any other suitable RTOS, such as those discussed herein. In addition, the baseband circuitry 610 includes one or more audio digital signal processor(s) (DSP) 604F. The audio DSP(s) 604F include elements for compression/decompression and echo cancellation and may include other suitable processing elements in other embodiments.

In some embodiments, each of the processors 604A-604E include respective memory interfaces to send/receive data to/from the memory 604G. The baseband circuitry 610 may further include one or more interfaces to communicatively couple to other circuitries/devices, such as an interface to send/receive data to/from memory external to the baseband circuitry 610; an application circuitry interface to send/receive data to/from the application circuitry 405/505 of FIGS. 4-5); an RF circuitry interface to send/receive data to/from RF circuitry 606 of FIG. 6; a wireless hardware connectivity interface to send/receive data to/from one or more wireless hardware elements (e.g., Near Field Communication (NFC) components, Bluetooth®/Bluetooth® Low Energy components, Wi-Fi® components, and/or the like); and a power management interface to send/receive power or control signals to/from the PMIC 525.

In alternate embodiments (which may be combined with the above described embodiments), baseband circuitry 610 comprises one or more digital baseband systems, which are coupled with one another via an interconnect subsystem and to a CPU subsystem, an audio subsystem, and an interface subsystem. The digital baseband subsystems may also be coupled to a digital baseband interface and a mixed-signal baseband subsystem via another interconnect subsystem. Each of the interconnect subsystems may include a bus system, point-to-point connections, network-on-chip (NOC) structures, and/or some other suitable bus or interconnect technology, such as those discussed herein. The audio subsystem may include DSP circuitry, buffer memory, program memory, speech processing accelerator circuitry, data converter circuitry such as analog-to-digital and digital-to-analog converter circuitry, analog circuitry including one or more of amplifiers and filters, and/or other like components. In an aspect of the present disclosure, baseband circuitry 610 may include protocol processing circuitry with one or more instances of control circuitry (not shown) to provide control functions for the digital baseband circuitry and/or radio frequency circuitry (e.g., the radio front end modules 615).

Although not shown by FIG. 6, in some embodiments, the baseband circuitry 610 includes individual processing device(s) to operate one or more wireless communication protocols (e.g., a “multi-protocol baseband processor” or “protocol processing circuitry”) and individual processing device(s) to implement PHY layer functions. In these embodiments, the PHY layer functions include the aforementioned radio control functions. In these embodiments, the protocol processing circuitry operates or implements various protocol layers/entities of one or more wireless communication protocols. In a first example, the protocol processing circuitry may operate LTE protocol entities and/or 5G/NR protocol entities when the baseband circuitry 610 and/or RF circuitry 606 are part of mmWave communication circuitry or some other suitable cellular communication circuitry. In the first example, the protocol processing circuitry would operate MAC, RLC, PDCP, SDAP, RRC, and NAS functions. In a second example, the protocol processing circuitry may operate one or more IEEE-based protocols when the baseband circuitry 610 and/or RF circuitry 606 are part of a Wi-Fi communication system. In the second example, the protocol processing circuitry would operate Wi-Fi MAC and logical link control (LLC) functions. The protocol processing circuitry may include one or more memory structures (e.g., 604G) to store program code and data for operating the protocol functions, as well as one or more processing cores to execute the program code and perform various operations using the data. The baseband circuitry 610 may also support radio communications for more than one wireless protocol.

The various hardware elements of the baseband circuitry 610 discussed herein may be implemented, for example, as a solder-down substrate including one or more integrated circuits (ICs), a single packaged IC soldered to a main circuit board or a multi-chip module containing two or more ICs. In one example, the components of the baseband circuitry 610 may be suitably combined in a single chip or chipset, or disposed on a same circuit board. In another example, some or all of the constituent components of the baseband circuitry 610 and RF circuitry 606 may be implemented together such as, for example, a system on a chip (SoC) or System-in-Package (SiP). In another example, some or all of the constituent components of the baseband circuitry 610 may be implemented as a separate SoC that is communicatively coupled with and RF circuitry 606 (or multiple instances of RF circuitry 606). In yet another example, some or all of the constituent components of the baseband circuitry 610 and the application circuitry 405/505 may be implemented together as individual SoCs mounted to a same circuit board (e.g., a “multi-chip package”).

In some embodiments, the baseband circuitry 610 may provide for communication compatible with one or more radio technologies. For example, in some embodiments, the baseband circuitry 610 may support communication with an E-UTRAN or other WMAN, a WLAN, a WPAN. Embodiments in which the baseband circuitry 610 is configured to support radio communications of more than one wireless protocol may be referred to as multi-mode baseband circuitry.

RF circuitry 606 may enable communication with wireless networks using modulated electromagnetic radiation through a non-solid medium. In various embodiments, the RF circuitry 606 may include switches, filters, amplifiers, etc. to facilitate the communication with the wireless network. RF circuitry 606 may include a receive signal path, which may include circuitry to down-convert RF signals received from the FEM circuitry 608 and provide baseband signals to the baseband circuitry 610. RF circuitry 606 may also include a transmit signal path, which may include circuitry to up-convert baseband signals provided by the baseband circuitry 610 and provide RF output signals to the FEM circuitry 608 for transmission.

In some embodiments, the receive signal path of the RF circuitry 606 may include mixer circuitry 606 a, amplifier circuitry 606 b and filter circuitry 606 c. In some embodiments, the transmit signal path of the RF circuitry 606 may include filter circuitry 606 c and mixer circuitry 606 a. RF circuitry 606 may also include synthesizer circuitry 606 d for synthesizing a frequency for use by the mixer circuitry 606 a of the receive signal path and the transmit signal path. In some embodiments, the mixer circuitry 606 a of the receive signal path may be configured to down-convert RF signals received from the FEM circuitry 608 based on the synthesized frequency provided by synthesizer circuitry 606 d. The amplifier circuitry 606 b may be configured to amplify the down-converted signals and the filter circuitry 606 c may be a low-pass filter (LPF) or band-pass filter (BPF) configured to remove unwanted signals from the down-converted signals to generate output baseband signals. Output baseband signals may be provided to the baseband circuitry 610 for further processing. In some embodiments, the output baseband signals may be zero-frequency baseband signals, although this is not a requirement. In some embodiments, mixer circuitry 606 a of the receive signal path may comprise passive mixers, although the scope of the embodiments is not limited in this respect.

In some embodiments, the mixer circuitry 606 a of the transmit signal path may be configured to up-convert input baseband signals based on the synthesized frequency provided by the synthesizer circuitry 606 d to generate RF output signals for the FEM circuitry 608. The baseband signals may be provided by the baseband circuitry 610 and may be filtered by filter circuitry 606 c.

In some embodiments, the mixer circuitry 606 a of the receive signal path and the mixer circuitry 606 a of the transmit signal path may include two or more mixers and may be arranged for quadrature downconversion and upconversion, respectively. In some embodiments, the mixer circuitry 606 a of the receive signal path and the mixer circuitry 606 a of the transmit signal path may include two or more mixers and may be arranged for image rejection (e.g., Hartley image rejection). In some embodiments, the mixer circuitry 606 a of the receive signal path and the mixer circuitry 606 a of the transmit signal path may be arranged for direct downconversion and direct upconversion, respectively. In some embodiments, the mixer circuitry 606 a of the receive signal path and the mixer circuitry 606 a of the transmit signal path may be configured for super-heterodyne operation.

In some embodiments, the output baseband signals and the input baseband signals may be analog baseband signals, although the scope of the embodiments is not limited in this respect. In some alternate embodiments, the output baseband signals and the input baseband signals may be digital baseband signals. In these alternate embodiments, the RF circuitry 606 may include analog-to-digital converter (ADC) and digital-to-analog converter (DAC) circuitry and the baseband circuitry 610 may include a digital baseband interface to communicate with the RF circuitry 606.

In some dual-mode embodiments, a separate radio IC circuitry may be provided for processing signals for each spectrum, although the scope of the embodiments is not limited in this respect.

In some embodiments, the synthesizer circuitry 606 d may be a fractional-N synthesizer or a fractional N/N+1 synthesizer, although the scope of the embodiments is not limited in this respect as other types of frequency synthesizers may be suitable. For example, synthesizer circuitry 606 d may be a delta-sigma synthesizer, a frequency multiplier, or a synthesizer comprising a phase-locked loop with a frequency divider.

The synthesizer circuitry 606 d may be configured to synthesize an output frequency for use by the mixer circuitry 606 a of the RF circuitry 606 based on a frequency input and a divider control input. In some embodiments, the synthesizer circuitry 606 d may be a fractional N/N+1 synthesizer.

In some embodiments, frequency input may be provided by a voltage controlled oscillator (VCO), although that is not a requirement. Divider control input may be provided by either the baseband circuitry 610 or the application circuitry 405/505 depending on the desired output frequency. In some embodiments, a divider control input (e.g., N) may be determined from a look-up table based on a channel indicated by the application circuitry 405/505.

Synthesizer circuitry 606 d of the RF circuitry 606 may include a divider, a delay-locked loop (DLL), a multiplexer and a phase accumulator. In some embodiments, the divider may be a dual modulus divider (DMD) and the phase accumulator may be a digital phase accumulator (DPA). In some embodiments, the DMD may be configured to divide the input signal by either N or N+1 (e.g., based on a carry out) to provide a fractional division ratio. In some example embodiments, the DLL may include a set of cascaded, tunable, delay elements, a phase detector, a charge pump and a D-type flip-flop. In these embodiments, the delay elements may be configured to break a VCO period up into Nd equal packets of phase, where Nd is the number of delay elements in the delay line. In this way, the DLL provides negative feedback to help ensure that the total delay through the delay line is one VCO cycle.

In some embodiments, synthesizer circuitry 606 d may be configured to generate a carrier frequency as the output frequency, while in other embodiments, the output frequency may be a multiple of the carrier frequency (e.g., twice the carrier frequency, four times the carrier frequency) and used in conjunction with quadrature generator and divider circuitry to generate multiple signals at the carrier frequency with multiple different phases with respect to each other. In some embodiments, the output frequency may be a LO frequency (fLO). In some embodiments, the RF circuitry 606 may include an IQ/polar converter.

FEM circuitry 608 may include a receive signal path, which may include circuitry configured to operate on RF signals received from antenna array 611, amplify the received signals and provide the amplified versions of the received signals to the RF circuitry 606 for further processing. FEM circuitry 608 may also include a transmit signal path, which may include circuitry configured to amplify signals for transmission provided by the RF circuitry 606 for transmission by one or more of antenna elements of antenna array 611. In various embodiments, the amplification through the transmit or receive signal paths may be done solely in the RF circuitry 606, solely in the FEM circuitry 608, or in both the RF circuitry 606 and the FEM circuitry 608.

In some embodiments, the FEM circuitry 608 may include a TX/RX switch to switch between transmit mode and receive mode operation. The FEM circuitry 608 may include a receive signal path and a transmit signal path. The receive signal path of the FEM circuitry 608 may include an LNA to amplify received RF signals and provide the amplified received RF signals as an output (e.g., to the RF circuitry 606). The transmit signal path of the FEM circuitry 608 may include a power amplifier (PA) to amplify input RF signals (e.g., provided by RF circuitry 606), and one or more filters to generate RF signals for subsequent transmission by one or more antenna elements of the antenna array 611.

The antenna array 611 comprises one or more antenna elements, each of which is configured convert electrical signals into radio waves to travel through the air and to convert received radio waves into electrical signals. For example, digital baseband signals provided by the baseband circuitry 610 is converted into analog RF signals (e.g., modulated waveform) that will be amplified and transmitted via the antenna elements of the antenna array 611 including one or more antenna elements (not shown). The antenna elements may be omnidirectional, direction, or a combination thereof. The antenna elements may be formed in a multitude of arranges as are known and/or discussed herein. The antenna array 611 may comprise microstrip antennas or printed antennas that are fabricated on the surface of one or more printed circuit boards. The antenna array 611 may be formed in as a patch of metal foil (e.g., a patch antenna) in a variety of shapes, and may be coupled with the RF circuitry 606 and/or FEM circuitry 608 using metal transmission lines or the like.

Processors of the application circuitry 405/505 and processors of the baseband circuitry 610 may be used to execute elements of one or more instances of a protocol stack. For example, processors of the baseband circuitry 610, alone or in combination, may be used execute Layer 3, Layer 2, or Layer 1 functionality, while processors of the application circuitry 405/505 may utilize data (e.g., packet data) received from these layers and further execute Layer 4 functionality (e.g., TCP and UDP layers). As referred to herein, Layer 3 may comprise a RRC layer, described in further detail below. As referred to herein, Layer 2 may comprise a MAC layer, an RLC layer, and a PDCP layer, described in further detail below. As referred to herein, Layer 1 may comprise a PHY layer of a UE/RAN node, described in further detail below.

FIG. 7 illustrates various protocol functions that may be implemented in a wireless communication device according to various embodiments. In particular, FIG. 7 includes an arrangement 700 showing interconnections between various protocol layers/entities. The following description of FIG. 7 is provided for various protocol layers/entities that operate in conjunction with the 5G/NR system standards and LTE system standards, but some or all of the aspects of FIG. 7 may be applicable to other wireless communication network systems as well.

The protocol layers of arrangement 700 may include one or more of PHY 710, MAC 720, RLC 730, PDCP 740, SDAP 747, RRC 755, and NAS layer 757, in addition to other higher layer functions not illustrated. The protocol layers may include one or more service access points (e.g., items 759, 756, 750, 749, 745, 735, 725, and 715 in FIG. 7) that may provide communication between two or more protocol layers.

The PHY 710 may transmit and receive physical layer signals 705 that may be received from or transmitted to one or more other communication devices. The physical layer signals 705 may comprise one or more physical channels, such as those discussed herein. The PHY 710 may further perform link adaptation or adaptive modulation and coding (AMC), power control, cell search (e.g., for initial synchronization and handover purposes), and other measurements used by higher layers, such as the RRC 755. The PHY 710 may still further perform error detection on the transport channels, forward error correction (FEC) coding/decoding of the transport channels, modulation/demodulation of physical channels, interleaving, rate matching, mapping onto physical channels, and MIMO antenna processing. In embodiments, an instance of PHY 710 may process requests from and provide indications to an instance of MAC 720 via one or more PHY-SAP 715. According to some embodiments, requests and indications communicated via PHY-SAP 715 may comprise one or more transport channels.

Instance(s) of MAC 720 may process requests from, and provide indications to, an instance of RLC 730 via one or more MAC-SAPs 725. These requests and indications communicated via the MAC-SAP 725 may comprise one or more logical channels. The MAC 720 may perform mapping between the logical channels and transport channels, multiplexing of MAC SDUs from one or more logical channels onto TBs to be delivered to PHY 710 via the transport channels, de-multiplexing MAC SDUs to one or more logical channels from TBs delivered from the PHY 710 via transport channels, multiplexing MAC SDUs onto TBs, scheduling information reporting, error correction through HARQ, and logical channel prioritization.

Instance(s) of RLC 730 may process requests from and provide indications to an instance of PDCP 740 via one or more radio link control service access points (RLC-SAP) 735. These requests and indications communicated via RLC-SAP 735 may comprise one or more RLC channels. The RLC 730 may operate in a plurality of modes of operation, including: Transparent Mode (TM), Unacknowledged Mode (UM), and Acknowledged Mode (AM). The RLC 730 may execute transfer of upper layer protocol data units (PDUs), error correction through automatic repeat request (ARQ) for AM data transfers, and concatenation, segmentation and reassembly of RLC SDUs for UM and AM data transfers. The RLC 730 may also execute re-segmentation of RLC data PDUs for AM data transfers, reorder RLC data PDUs for UM and AM data transfers, detect duplicate data for UM and AM data transfers, discard RLC SDUs for UM and AM data transfers, detect protocol errors for AM data transfers, and perform RLC re-establishment.

Instance(s) of PDCP 740 may process requests from and provide indications to instance(s) of RRC 755 and/or instance(s) of SDAP 747 via one or more packet data convergence protocol service access points (PDCP-SAP) 745. These requests and indications communicated via PDCP-SAP 745 may comprise one or more radio bearers. The PDCP 740 may execute header compression and decompression of IP data, maintain PDCP Sequence Numbers (SNs), perform in-sequence delivery of upper layer PDUs at re-establishment of lower layers, eliminate duplicates of lower layer SDUs at re-establishment of lower layers for radio bearers mapped on RLC AM, cipher and decipher control plane data, perform integrity protection and integrity verification of control plane data, control timer-based discard of data, and perform security operations (e.g., ciphering, deciphering, integrity protection, integrity verification, etc.).

Instance(s) of SDAP 747 may process requests from and provide indications to one or more higher layer protocol entities via one or more SDAP-SAP 749. These requests and indications communicated via SDAP-SAP 749 may comprise one or more QoS flows. The SDAP 747 may map QoS flows to DRBs, and vice versa, and may also mark QFIs in DL and UL packets. A single SDAP entity 747 may be configured for an individual PDU session. In the UL direction, the NG-RAN 110 may control the mapping of QoS Flows to DRB(s) in two different ways, reflective mapping or explicit mapping. For reflective mapping, the SDAP 747 of a UE 101 may monitor the QFIs of the DL packets for each DRB, and may apply the same mapping for packets flowing in the UL direction. For a DRB, the SDAP 747 of the UE 101 may map the UL packets belonging to the QoS flows(s) corresponding to the QoS flow ID(s) and PDU session observed in the DL packets for that DRB. To enable reflective mapping, the NG-RAN 310 may mark DL packets over the Uu interface with a QoS flow ID. The explicit mapping may involve the RRC 755 configuring the SDAP 747 with an explicit QoS flow to DRB mapping rule, which may be stored and followed by the SDAP 747. In embodiments, the SDAP 747 may only be used in NR implementations and may not be used in LTE implementations

The RRC 755 may configure, via one or more management service access points (M-SAP), aspects of one or more protocol layers, which may include one or more instances of PHY 710, MAC 720, RLC 730, PDCP 740 and SDAP 747. In embodiments, an instance of RRC 755 may process requests from and provide indications to one or more NAS entities 757 via one or more RRC-SAPs 756. The main services and functions of the RRC 755 may include broadcast of system information (e.g., included in MIBs or SIBs related to the NAS), broadcast of system information related to the access stratum (AS), paging, establishment, maintenance and release of an RRC connection between the UE 101 and RAN 110 (e.g., RRC connection paging, RRC connection establishment, RRC connection modification, and RRC connection release), establishment, configuration, maintenance and release of point to point Radio Bearers, security functions including key management, inter-RAT mobility, and measurement configuration for UE measurement reporting. The MIBs and SIBs may comprise one or more IEs, which may each comprise individual data fields or data structures

The NAS 757 may form the highest stratum of the control plane between the UE 101 and the AMF 321. The NAS 757 may support the mobility of the UEs 101 and the session management procedures to establish and maintain IP connectivity between the UE 101 and a P-GW in LTE systems.

According to various embodiments, one or more protocol entities of arrangement 700 may be implemented in UEs 101, RAN nodes 111, AMF 321 in NR implementations or MME 221 in LTE implementations, UPF 302 in NR implementations or S-GW 222 and P-GW 223 in LTE implementations, or the like to be used for control plane or user plane communications protocol stack between the aforementioned devices. In such embodiments, one or more protocol entities that may be implemented in one or more of UE 101, gNB 111, AMF 321, etc. may communicate with a respective peer protocol entity that may be implemented in or on another device using the services of respective lower layer protocol entities to perform such communication. In some embodiments, a gNB-CU of the gNB 111 may host the RRC 755, SDAP 747, and PDCP 740 of the gNB that controls the operation of one or more gNB-DUs, and the gNB-DUs of the gNB 111 may each host the RLC 730, MAC 720, and PHY 710 of the gNB 111.

In a first example, a control plane protocol stack may comprise, in order from highest layer to lowest layer, NAS 757, RRC 755, PDCP 740, RLC 730, MAC 720, and PHY 710. In this example, upper layers 760 may be built on top of the NAS 757, which includes an IP layer 761, an SCTP 762, and an application layer signaling protocol (AP) 763.

In NR implementations, the AP 763 may be an NG application protocol layer (NGAP or NG-AP) 763 for the NG interface 113 defined between the NG-RAN node 111 and the AMF 321, or the AP 763 may be an Xn application protocol layer (XnAP or Xn-AP) 763 for the Xn interface 112 that is defined between two or more RAN nodes 111.

The NG-AP 763 may support the functions of the NG interface 113 and may comprise Elementary Procedures (EPs). An NG-AP EP may be a unit of interaction between the NG-RAN node 111 and the AMF 321. The NG-AP 763 services may comprise two groups: UE-associated services (e.g., services related to a UE 101) and non-UE-associated services (e.g., services related to the whole NG interface instance between the NG-RAN node 111 and AMF 321). These services may include functions including, but not limited to: a paging function for the sending of paging requests to NG-RAN nodes 111 involved in a particular paging area; a UE context management function for allowing the AMF 321 to establish, modify, and/or release a UE context in the AMF 321 and the NG-RAN node 111; a mobility function for UEs 101 in ECM-CONNECTED mode for intra-system HOs to support mobility within NG-RAN and inter-system HOs to support mobility from/to EPS systems; a NAS Signaling Transport function for transporting or rerouting NAS messages between UE 101 and AMF 321; a NAS node selection function for determining an association between the AMF 321 and the UE 101; NG interface management function(s) for setting up the NG interface and monitoring for errors over the NG interface; a warning message transmission function for providing means to transfer warning messages via NG interface or cancel ongoing broadcast of warning messages; a Configuration Transfer function for requesting and transferring of RAN configuration information (e.g., SON information, performance measurement (PM) data, etc.) between two RAN nodes 111 via CN 120; and/or other like functions.

The XnAP 763 may support the functions of the Xn interface 112 and may comprise XnAP basic mobility procedures and XnAP global procedures. The XnAP basic mobility procedures may comprise procedures used to handle UE mobility within the NG RAN 111 (or E-UTRAN 210), such as handover preparation and cancellation procedures, SN Status Transfer procedures, UE context retrieval and UE context release procedures, RAN paging procedures, dual connectivity related procedures, and the like. The XnAP global procedures may comprise procedures that are not related to a specific UE 101, such as Xn interface setup and reset procedures, NG-RAN update procedures, cell activation procedures, and the like.

In LTE implementations, the AP 763 may be an S1 Application Protocol layer (S1-AP) 763 for the S1 interface 113 defined between an E-UTRAN node 111 and an MME, or the AP 763 may be an X2 application protocol layer (X2AP or X2-AP) 763 for the X2 interface 112 that is defined between two or more E-UTRAN nodes 111.

The S1 Application Protocol layer (S1-AP) 763 may support the functions of the S1 interface, and similar to the NG-AP discussed previously, the S1-AP may comprise S1-AP EPs. An S1-AP EP may be a unit of interaction between the E-UTRAN node 111 and an MME 221 within an LTE CN 120. The S1-AP 763 services may comprise two groups: UE-associated services and non UE-associated services. These services perform functions including, but not limited to: E-UTRAN Radio Access Bearer (E-RAB) management, UE capability indication, mobility, NAS signaling transport, RAN Information Management (RIM), and configuration transfer.

The X2AP 763 may support the functions of the X2 interface 112 and may comprise X2AP basic mobility procedures and X2AP global procedures. The X2AP basic mobility procedures may comprise procedures used to handle UE mobility within the E-UTRAN 120, such as handover preparation and cancellation procedures, SN Status Transfer procedures, UE context retrieval and UE context release procedures, RAN paging procedures, dual connectivity related procedures, and the like. The X2AP global procedures may comprise procedures that are not related to a specific UE 101, such as X2 interface setup and reset procedures, load indication procedures, error indication procedures, cell activation procedures, and the like.

The SCTP layer (alternatively referred to as the SCTP/IP layer) 762 may provide guaranteed delivery of application layer messages (e.g., NGAP or XnAP messages in NR implementations, or S1-AP or X2AP messages in LTE implementations). The SCTP 762 may ensure reliable delivery of signaling messages between the RAN node 111 and the AMF 321/MME 221 based, in part, on the IP protocol, supported by the IP 761. The Internet Protocol layer (IP) 761 may be used to perform packet addressing and routing functionality. In some implementations the IP layer 761 may use point-to-point transmission to deliver and convey PDUs. In this regard, the RAN node 111 may comprise L2 and L1 layer communication links (e.g., wired or wireless) with the MME/AMF to exchange information.

In a second example, a user plane protocol stack may comprise, in order from highest layer to lowest layer, SDAP 747, PDCP 740, RLC 730, MAC 720, and PHY 710. The user plane protocol stack may be used for communication between the UE 101, the RAN node 111, and UPF 302 in NR implementations or an S-GW 222 and P-GW 223 in LTE implementations. In this example, upper layers 751 may be built on top of the SDAP 747, and may include a user datagram protocol (UDP) and IP security layer (UDP/IP) 752, a General Packet Radio Service (GPRS) Tunneling Protocol for the user plane layer (GTP-U) 753, and a User Plane PDU layer (UP PDU) 763.

The transport network layer 754 (also referred to as a “transport layer”) may be built on IP transport, and the GTP-U 753 may be used on top of the UDP/IP layer 752 (comprising a UDP layer and IP layer) to carry user plane PDUs (UP-PDUs). The IP layer (also referred to as the “Internet layer”) may be used to perform packet addressing and routing functionality. The IP layer may assign IP addresses to user data packets in any of IPv4, IPv6, or PPP formats, for example.

The GTP-U 753 may be used for carrying user data within the GPRS core network and between the radio access network and the core network. The user data transported can be packets in any of IPv4, IPv6, or PPP formats, for example. The UDP/IP 752 may provide checksums for data integrity, port numbers for addressing different functions at the source and destination, and encryption and authentication on the selected data flows. The RAN node 111 and the S-GW 222 may utilize an S1-U interface to exchange user plane data via a protocol stack comprising an L1 layer (e.g., PHY 710), an L2 layer (e.g., MAC 720, RLC 730, PDCP 740, and/or SDAP 747), the UDP/IP layer 752, and the GTP-U 753. The S-GW 222 and the P-GW 223 may utilize an S5/S8a interface to exchange user plane data via a protocol stack comprising an L1 layer, an L2 layer, the UDP/IP layer 752, and the GTP-U 753. As discussed previously, NAS protocols may support the mobility of the UE 101 and the session management procedures to establish and maintain IP connectivity between the UE 101 and the P-GW 223.

Moreover, although not shown by FIG. 7, an application layer may be present above the AP 763 and/or the transport network layer 754. The application layer may be a layer in which a user of the UE 101, RAN node 111, or other network element interacts with software applications being executed, for example, by application circuitry 405 or application circuitry 505, respectively. The application layer may also provide one or more interfaces for software applications to interact with communications systems of the UE 101 or RAN node 111, such as the baseband circuitry 610. In some implementations the IP layer and/or the application layer may provide the same or similar functionality as layers 5-7, or portions thereof, of the Open Systems Interconnection (OSI) model (e.g., OSI Layer 7—the application layer, OSI Layer 6—the presentation layer, and OSI Layer 5—the session layer).

FIG. 8 is a block diagram illustrating components, according to some example embodiments, able to read instructions from a machine-readable or computer-readable medium (e.g., a non-transitory machine-readable storage medium) and perform any one or more of the methodologies discussed herein. Specifically, FIG. 8 shows a diagrammatic representation of hardware resources 800 including one or more processors (or processor cores) 810, one or more memory/storage devices 820, and one or more communication resources 830, each of which may be communicatively coupled via a bus 840. For embodiments where node virtualization (e.g., NFV) is utilized, a hypervisor 802 may be executed to provide an execution environment for one or more network slices/sub-slices to utilize the hardware resources 800.

The processors 810 may include, for example, a processor 812 and a processor 814. The processor(s) 810 may be, for example, a central processing unit (CPU), a reduced instruction set computing (RISC) processor, a complex instruction set computing (CISC) processor, a graphics processing unit (GPU), a DSP such as a baseband processor, an ASIC, an FPGA, a radio-frequency integrated circuit (RFIC), another processor (including those discussed herein), or any suitable combination thereof.

The memory/storage devices 820 may include main memory, disk storage, or any suitable combination thereof. The memory/storage devices 820 may include, but are not limited to, any type of volatile or nonvolatile memory such as dynamic random access memory (DRAM), static random access memory (SRAM), erasable programmable read-only memory (EPROM), electrically erasable programmable read-only memory (EEPROM), Flash memory, solid-state storage, etc.

The communication resources 830 may include interconnection or network interface components or other suitable devices to communicate with one or more peripheral devices 804 or one or more databases 806 via a network 808. For example, the communication resources 830 may include wired communication components (e.g., for coupling via USB), cellular communication components, NFC components, Bluetooth® (or Bluetooth® Low Energy) components, Wi-Fi® components, and other communication components.

Instructions 850 may comprise software, a program, an application, an applet, an app, or other executable code for causing at least any of the processors 810 to perform any one or more of the methodologies discussed herein. The instructions 850 may reside, completely or partially, within at least one of the processors 810 (e.g., within the processor's cache memory), the memory/storage devices 820, or any suitable combination thereof. Furthermore, any portion of the instructions 850 may be transferred to the hardware resources 800 from any combination of the peripheral devices 804 or the databases 806. Accordingly, the memory of processors 810, the memory/storage devices 820, the peripheral devices 804, and the databases 806 are examples of computer-readable and machine-readable media.

For one or more embodiments, at least one of the components set forth in one or more of the preceding figures may be configured to perform one or more operations, techniques, processes, and/or methods as set forth in the example section below. For example, the baseband circuitry as described above in connection with one or more of the preceding figures may be configured to operate in accordance with one or more of the examples set forth below. For another example, circuitry associated with a UE, base station, network element, etc. as described above in connection with one or more of the preceding figures may be configured to operate in accordance with one or more of the examples set forth below in the example section.

FIG. 9 depicts a flowchart illustrating an exemplary method 900 for determining a number of SRS resources, by a UE with partial beam correspondence, for UL beam sweeping to meet spherical coverage and minimum peak EIRP requirements, in accordance with some embodiments. Based on the disclosure herein, operations in method 900 can be performed in a different order and/or vary.

In some embodiments, the method 900 can start at operation 910, in which a processor circuitry of the UE can determine a degree of partial beam correspondence of the UE. In some embodiments, the beam correspondence of the UE can be defined as a capability of the UE to select Tx beam based on Rx beam measurement based on Tx and Rx reciprocity. If the Tx and Rx have perfect reciprocity, the UE can autonomously select the best Tx beam based on the best Rx beam without UL beam sweeping. In such case, the degree of perfect partial beam correspondence of the UE can be defined as 1. Thus, the degree of partial beam correspondence of the UE can have a value between 0 and 1, which indicates a degree or level of the correspondence between Tx and Rx beam when the Tx and Rx have a non-perfect reciprocity. In some embodiments, the degree of partial beam correspondence of the UE can be determined by considering any suitable factors related to implementation uncertainties that contribute Tx and Rx path mismatches and that can partially degrade reciprocity, including, but not limited to, gain mismatches, phase mismatches, etc.

After determining the degree of partial beam correspondence of the UE at operation 910, the method 900 can proceed to operation 920, in which the degree of partial beam correspondence of the UE can be compared with a pre-determined threshold amount of partial beam correspondence support of the UE. In response to determining that the degree of partial beam correspondence is larger than or equal to the threshold amount of partial beam correspondence support (“Yes” at 920), the method 900 can proceed to 931, in which the UE can select a relatively small number of SRS resources to request from the network. In response to determining that the degree of partial beam correspondence is less than the threshold amount of partial beam correspondence support (“No” at 920), the method 900 can proceed to 933, in which the UE can select a relatively large number of SRS resources to request from the network. According, it is contemplated that more SRS resources will be needed by the, the lower the beam correspondence. Accordingly, 931 and 933 indicate that the number SRS resources that will be requested is based on the partial beam correspondence, and in embodiments, the degree of partial beam correspondence compared to a threshold.

In some embodiments, after selecting the number of SRS resources to request at operations 931 or 933, the method 900 can proceed to operation 940, in which the UE can send a SRS resource request message to a network (NW, e.g. network base station) to request the selected number of SRS resource, and receive an SRS resource configuration from the NW based on the SRS request. In some embodiments, the SRS resource configuration can be used to indicate the selected number of SRS resources for UL beam sweeping. In some embodiments, the SRS resource configuration can indicate cell specific and same SRS resources for multiple UEs. In some alternative embodiments, the SRS resource configuration can indicate UE specific for multiple UEs. That is, different UEs can be configured with different number of SRS resources. It is noted that, the SRS resources for UL beam sweeping can be a hybrid configuration including both NW configuration and UE reporting.

After receiving the SRS resource configuration from the NW at operation 940, the method 900 can proceed to operation 950, in which the UE can generate and transmit SRS to the NW based on the SRS resource configuration. In some embodiments, a codebook designated in a predetermined or a dynamic fashion can be used for SRS transmission. The predetermined codebook can keep a same size and same code-words which are independent of DL measurement and beam identification. The dynamic codebook can have a dynamic codebook size and dynamic code-words which are adaptively updated based on DL measurement, DL beam identification and other factors including one or more of the UE's mobility, the RSRP measurement, number of beams for Tx and Rx, and power consumption concern.

In some embodiments, after or during generating and transmitting the SRS at operation 950, the method 900 can proceed to operation 960, in which the UE can further dynamically adjust the number of SRS resources based on a real time SRS needs of the UE.

In some embodiments, operation 960 can include step 962 to determine a real time condition of the UE, such as a mobility of the UE. In some embodiments, when the UE is stationary relative to gNB and/or an environment of the UE is relatively stable, the mobility of the UE can be determined as low. When the UE has a large speed relative to gNB and/or the environment of the UE is relatively unstable, the mobility of the UE can be determined as high.

In response to determining that the mobility of the UE is low (“low mobility” at 962), the method 900 can proceed to step 964, in which the UE can reduce the number of SRS resources including by requesting a relatively large periodicity to reduce the system overhead. As such, the real time power consumed by the UE can be accordingly reduced. In response to determining that the mobility of the UE is high (“high mobility” at 962), the method 900 can proceed to step 966, in which the UE can increase the number of SRS resources by requesting a relatively small periodicity to adapt to the high mobility of the UE.

In some embodiments, after adjusting the number of SRS resources at operation 960, the method can circulate back to operation 940 to further send an updated SRS resource request message to the NW to request the adjusted number of SRS resource. During the circulation of the method 900, the UE can dynamically and periodically determine the real time condition of the UE. A period of the circulation of operations 940-960 can be a predetermined fixed value, or can be dynamically adjusted based on the a time change rate of the condition of the UE. For example, when the first order of derivative of the UE's mobility has a high absolute value of the first order of derivative, the UE can dynamically update the number of SRS resources in every a short period. When the first order of derivative of the UE's mobility has a low absolute value, the UE can dynamically update the number of SRS resources in every a long period.

The functions and processes in FIG. 9 can be performed or controlled at least partially by one or more of application circuitry 405 or 505, baseband circuitry 410 or 510, and/or processors 814.

As described above, aspects of the present technology may include the gathering and use of data available from various sources, e.g., to improve or enhance functionality. The present disclosure contemplates that in some instances, this gathered data may include personal information data that uniquely identifies or can be used to contact or locate a specific person. Such personal information data can include demographic data, location-based data, telephone numbers, email addresses, Twitter ID's, home addresses, data or records relating to a user's health or level of fitness (e.g., vital signs measurements, medication information, exercise information), date of birth, or any other identifying or personal information. The present disclosure recognizes that the use of such personal information data, in the present technology, may be used to the benefit of users.

The present disclosure contemplates that the entities responsible for the collection, analysis, disclosure, transfer, storage, or other use of such personal information data will comply with well-established privacy policies and/or privacy practices. In particular, such entities should implement and consistently use privacy policies and practices that are generally recognized as meeting or exceeding industry or governmental requirements for maintaining personal information data private and secure. Such policies should be easily accessible by users, and should be updated as the collection and/or use of data changes. Personal information from users should be collected for legitimate and reasonable uses of the entity and not shared or sold outside of those legitimate uses. Further, such collection/sharing should only occur after receiving the informed consent of the users. Additionally, such entities should consider taking any needed steps for safeguarding and securing access to such personal information data and ensuring that others with access to the personal information data adhere to their privacy policies and procedures. Further, such entities can subject themselves to evaluation by third parties to certify their adherence to widely accepted privacy policies and practices. In addition, policies and practices should be adapted for the particular types of personal information data being collected and/or accessed and adapted to applicable laws and standards, including jurisdiction-specific considerations. For instance, in the US, collection of, or access to, certain health data may be governed by federal and/or state laws, such as the Health Insurance Portability and Accountability Act (HIPAA); whereas health data in other countries may be subject to other regulations and policies and should be handled accordingly. Hence different privacy practices should be maintained for different personal data types in each country.

Despite the foregoing, the present disclosure also contemplates embodiments in which users selectively block the use of, or access to, personal information data. That is, the present disclosure contemplates that hardware and/or software elements can be provided to prevent or block access to such personal information data. For example, the present technology may be configurable to allow users to selectively “opt in” or “opt out” of participation in the collection of personal information data, e.g., during registration for services or anytime thereafter. In addition to providing “opt in” and “opt out” options, the present disclosure contemplates providing notifications relating to the access or use of personal information. For instance, a user may be notified upon downloading an app that their personal information data will be accessed and then reminded again just before personal information data is accessed by the app.

Moreover, it is the intent of the present disclosure that personal information data should be managed and handled in a way to minimize risks of unintentional or unauthorized access or use. Risk can be minimized by limiting the collection of data and deleting data once it is no longer needed. In addition, and when applicable, including in certain health related applications, data de-identification can be used to protect a user's privacy. De-identification may be facilitated, when appropriate, by removing specific identifiers (e.g., date of birth, etc.), controlling the amount or specificity of data stored (e.g., collecting location data a city level rather than at an address level), controlling how data is stored (e.g., aggregating data across users), and/or other methods.

Therefore, although the present disclosure may broadly cover use of personal information data to implement one or more various disclosed embodiments, the present disclosure also contemplates that the various embodiments can also be implemented without the need for accessing such personal information data. That is, the various embodiments of the present technology are not rendered inoperable due to the lack of all or a portion of such personal information data.

Examples

Example 1 includes a method comprising: selecting or causing to select, by a UE with partial beam correspondence, a number of SRS resources for UL beam sweeping to meet spherical coverage and minimum peak EIRP requirements.

Example 2 includes the method of example 1 and/or some other examples herein, wherein the selecting comprises: selecting or causing to select, by the UE, a relatively small number of SRS resources when the UE has more partial beam correspondence support than a threshold amount of partial beam correspondence support and/or when the UE has a relatively large amount of partial beam correspondence support.

Example 3 includes the method of examples 1-2 and/or some other examples herein, wherein the selecting comprises: selecting or causing to select, by the UE, a relatively large number of SRS resources when the UE has less partial beam correspondence to request than a threshold amount of partial beam correspondence support and/or when the UE has a relatively small amount of partial beam correspondence support.

Example 4 includes the method of examples 1-3 and/or some other examples herein, wherein the selecting comprises: determining or causing to determine, by the UE, the number of SRS resources for its SRS needs.

Example 5 includes the method of examples 1-4 and/or some other examples herein, wherein the method comprises: dynamically selecting or causing to dynamically select, by the UE, a periodicity and occurrence in an aperiodic mode based on real time conditions including mobility of the UE.

Example 6 includes the method of example 5 and/or some other examples herein, wherein the dynamically selecting comprises: selecting or causing to select, by the UE, a relatively large periodicity to reduce overhead when the UE is stationary relative to a gNB and/or when an environment of the UE is relatively stable.

Example 7 includes the method of examples 5-6 and/or some other examples herein, wherein the dynamically selecting comprises: selecting or causing to select, by the UE, a relatively small periodicity when the UE is in a high mobility state to adapt to the high mobility state.

Example 8 includes the method of examples 1-7 and/or some other examples herein, wherein the method comprises: receiving or causing to receive, from an NW, an SRS resource configuration indicating SRS resources for UL beam sweeping.

Example 9 includes the method of example 8 and/or some other examples herein, wherein the SRS resource configuration indicates cell specific and same SRS resources for all UEs.

Example 10 includes the method of example 8 and/or some other examples herein, wherein the SRS resource configuration indicates UE specific for all UEs, and wherein different UE can be configured with different number of SRS resources.

Example 11 includes the method of examples 1-10 and/or some other examples herein, wherein the SRS resources for UL beam sweeping can be hybrid configured including both the UE reporting as and the NW configuration.

Example 12 includes the method of examples 1-11 and/or some other examples herein, wherein a codebook used for SRS transmission can be designated in predetermined or dynamic fashion.

Example 13 includes the method of example 12 and/or some other examples herein, wherein the predetermined codebook means the codebook size and the codewords keep a same and independent of DL measurement and beam identification.

Example 14 includes the method of examples 12-13 and/or some other examples herein, wherein the dynamic codebook means the codebook size and the codewords are adaptively updated based on DL measurement, DL beam identification and other factors including one or more of: the UE's mobility, RSRP measurement, number of beams for Tx and Rx, and power consumption concern.

Example 15 may include an apparatus comprising means to perform one or more elements of a method described in or related to any of examples 1-14, or any other method or process described herein.

Example 16 may include one or more non-transitory computer-readable media comprising instructions to cause an electronic device, upon execution of the instructions by one or more processors of the electronic device, to perform one or more elements of a method described in or related to any of examples 1-14, or any other method or process described herein.

Example 17 may include an apparatus comprising logic, modules, or circuitry to perform one or more elements of a method described in or related to any of examples 1-14, or any other method or process described herein.

Example 18 may include a method, technique, or process as described in or related to any of examples 1-14, or portions or parts thereof.

Example 19 may include an apparatus comprising: one or more processors and one or more computer-readable media comprising instructions that, when executed by the one or more processors, cause the one or more processors to perform the method, techniques, or process as described in or related to any of examples 1-14, or portions thereof.

Example 20 may include a signal as described in or related to any of examples 1-14, or portions or parts thereof.

Example 21 may include a signal in a wireless network as shown and described herein.

Example 22 may include a method of communicating in a wireless network as shown and described herein.

Example 23 may include a system for providing wireless communication as shown and described herein.

Example 24 may include a device for providing wireless communication as shown and described herein.

Any of the above-described examples may be combined with any other example (or combination of examples), unless explicitly stated otherwise. The foregoing description of one or more implementations provides illustration and description, but is not intended to be exhaustive or to limit the scope of embodiments to the precise form disclosed. Modifications and variations are possible in light of the above teachings or may be acquired from practice of various embodiments.

Abbreviations

For the purposes of the present document, the following abbreviations may apply to the examples and embodiments discussed herein, but are not meant to be limiting.

-   -   3GPP Third Generation Partnership Project     -   4G Fourth Generation     -   5G Fifth Generation     -   5GC 5G Core network     -   ACK Acknowledgement     -   AF Application Function     -   AM Acknowledged Mode     -   AMBR Aggregate Maximum Bit Rate     -   AMF Access and Mobility Management Function     -   AN Access Network     -   ANR Automatic Neighbour Relation     -   AP Application Protocol, Antenna Port, Access Point     -   API Application Programming Interface     -   APN Access Point Name     -   ARP Allocation and Retention Priority     -   ARQ Automatic Repeat Request     -   AS Access Stratum     -   ASN.1 Abstract Syntax Notation One     -   AUSF Authentication Server Function     -   AWGN Additive White Gaussian Noise     -   BCH Broadcast Channel     -   BER Bit Error Ratio     -   BLER Block Error Rate     -   BPSK Binary Phase Shift Keying     -   BRAS Broadband Remote Access Server     -   BSS Business Support System     -   BS Base Station     -   BSR Buffer Status Report     -   BW Bandwidth     -   BWP Bandwidth Part     -   C-RNTI Cell Radio Network Temporary Identity     -   CA Carrier Aggregation, Certification Authority     -   CAPEX CAPital EXpenditure     -   CBRA Contention Based Random Access     -   CC Component Carrier, Country Code, Cryptographic Checksum     -   CCA Clear Channel Assessment     -   CCE Control Channel Element     -   CCCH Common Control Channel     -   CE Coverage Enhancement     -   CDM Content Delivery Network     -   CDMA Code-Division Multiple Access     -   CFRA Contention Free Random Access     -   CG Cell Group     -   CI Cell Identity     -   CID Cell-ID (e.g., positioning method)     -   CIM Common Information Model     -   CIR Carrier to Interference Ratio     -   CK Cipher Key     -   CM Connection Management, Conditional Mandatory     -   CMAS Commercial Mobile Alert Service     -   CMD Command     -   CMS Cloud Management System     -   CO Conditional Optional     -   CoMP Coordinated Multi-Point     -   CORESET Control Resource Set     -   COTS Commercial Off-The-Shelf     -   CP Control Plane, Cyclic Prefix, Connection Point     -   CPD Connection Point Descriptor     -   CPE Customer Premise Equipment     -   CPICH Common Pilot Channel     -   CQI Channel Quality Indicator     -   CPU CSI processing unit, Central Processing Unit     -   C/R Command/Response field bit     -   CRAN Cloud Radio Access Network, Cloud RAN     -   CRB Common Resource Block     -   CRC Cyclic Redundancy Check     -   CRI Channel-State Information Resource Indicator, CSI-RS         Resource Indicator     -   C-RNTI Cell RNTI     -   CS Circuit Switched     -   CSAR Cloud Service Archive     -   CSI Channel-State Information     -   CSI-IM CSI Interference Measurement     -   CSI-RS CSI Reference Signal     -   CSI-RSRP CSI reference signal received power     -   CSI-RSRQ CSI reference signal received quality     -   CSI-SINR CSI signal-to-noise and interference ratio     -   CSMA Carrier Sense Multiple Access     -   CSMA/CA CSMA with collision avoidance     -   CSS Common Search Space, Cell-specific Search Space     -   CTS Clear-to-Send     -   CW Codeword     -   CWS Contention Window Size     -   D2D Device-to-Device     -   DC Dual Connectivity, Direct Current     -   DCI Downlink Control Information     -   DF Deployment Flavour     -   DL Downlink     -   DMTF Distributed Management Task Force     -   DPDK Data Plane Development Kit     -   DM-RS, DMRS Demodulation Reference Signal     -   DN Data network     -   DRB Data Radio Bearer     -   DRS Discovery Reference Signal     -   DRX Discontinuous Reception     -   DSL Domain Specific Language. Digital Subscriber Line     -   DSLAM DSL Access Multiplexer     -   DwPTS Downlink Pilot Time Slot     -   E-LAN Ethernet Local Area Network     -   E2E End-to-End     -   ECCA extended clear channel assessment, extended CCA     -   ECCE Enhanced Control Channel Element, Enhanced CCE     -   ED Energy Detection     -   EDGE Enhanced Datarates for GSM Evolution (GSM Evolution)     -   EGMF Exposure Governance Management Function     -   EGPRS Enhanced GPRS     -   EIR Equipment Identity Register     -   eLAA enhanced Licensed Assisted Access, enhanced LAA     -   EM Element Manager     -   eMBB enhanced Mobile Broadband     -   eMBMS Evolved MBMS     -   EMS Element Management System     -   eNB evolved NodeB, E-UTRAN Node B     -   EN-DC E-UTRA-NR Dual Connectivity     -   EPC Evolved Packet Core     -   EPDCCH enhanced PDCCH, enhanced Physical Downlink Control Cannel     -   EPRE Energy per resource element     -   EPS Evolved Packet System     -   EREG enhanced REG, enhanced resource element groups     -   ETSI European Telecommunications Standards Institute     -   ETWS Earthquake and Tsunami Warning System     -   eUICC embedded UICC, embedded Universal Integrated Circuit Card     -   E-UTRA Evolved UTRA     -   E-UTRAN Evolved UTRAN     -   F1AP F1 Application Protocol     -   F1-C F1 Control plane interface     -   F1-U F1 User plane interface     -   FACCH Fast Associated Control CHannel     -   FACCH/F Fast Associated Control Channel/Full rate     -   FACCH/H Fast Associated Control Channel/Half rate     -   FACH Forward Access Channel     -   FAUSCH Fast Uplink Signalling Channel     -   FB Functional Block     -   FBI Feedback Information     -   FCC Federal Communications Commission     -   FCCH Frequency Correction CHannel     -   FDD Frequency Division Duplex     -   FDM Frequency Division Multiplex     -   FDMA Frequency Division Multiple Access     -   FE Front End     -   FEC Forward Error Correction     -   FFS For Further Study     -   FFT Fast Fourier Transformation     -   feLAA further enhanced Licensed Assisted Access, further         enhanced LAA     -   FN Frame Number     -   FPGA Field-Programmable Gate Array     -   FR Frequency Range     -   G-RNTI GERAN Radio Network Temporary Identity     -   GERAN GSM EDGE RAN, GSM EDGE Radio Access Network     -   GGSN Gateway GPRS Support Node     -   GLONASS GLObal'naya NAvigatsionnaya Sputnikovaya Sistema (Engl.:         Global Navigation Satellite System)     -   gNB Next Generation NodeB     -   gNB-CU gNB-centralized unit, Next Generation NodeB centralized         unit     -   gNB-DU gNB-distributed unit, Next Generation NodeB distributed         unit     -   GNSS Global Navigation Satellite System     -   GPRS General Packet Radio Service     -   GSM Global System for Mobile Communications, Groupe Special     -   Mobile     -   GTP GPRS Tunneling Protocol     -   GTP-U GPRS Tunnelling Protocol for User Plane     -   GUMMEI Globally Unique MME Identifier     -   GUTI Globally Unique Temporary UE Identity     -   HARQ Hybrid ARQ, Hybrid Automatic Repeat Request     -   HANDO, HO Handover     -   HFN HyperFrame Number     -   HHO Hard Handover     -   HLR Home Location Register     -   HN Home Network     -   HPLMN Home Public Land Mobile Network     -   HSDPA High Speed Downlink Packet Access     -   HSN Hopping Sequence Number     -   HSPA High Speed Packet Access     -   HSS Home Subscriber Server     -   HSUPA High Speed Uplink Packet Access     -   HTTP Hyper Text Transfer Protocol     -   HTTPS Hyper Text Transfer Protocol Secure (https is http/1.1         over SSL, i.e. port 443)     -   I-Block Information Block     -   ICCID Integrated Circuit Card Identification     -   ICIC Inter-Cell Interference Coordination     -   ID Identity, identifier     -   IDFT Inverse Discrete Fourier Transform     -   IE Information element     -   IEEE Institute of Electrical and Electronics Engineers     -   IEI Information Element Identifier     -   IEIDL Information Element Identifier Data Length     -   IETF Internet Engineering Task Force     -   IF Infrastructure     -   IM Interference Measurement, Intermodulation, IP Multimedia     -   IMC IMS Credentials     -   IMEI International Mobile Equipment Identity     -   IMGI International mobile group identity     -   IMPI IP Multimedia Private Identity     -   IMPU IP Multimedia PUblic identity     -   IMS IP Multimedia Subsystem     -   IMSI International Mobile Subscriber Identity     -   IoT Internet of Things     -   IP Internet Protocol     -   Ipsec IP Security, Internet Protocol Security     -   IP-CAN IP-Connectivity Access Network     -   IP-M IP Multicast     -   IPv4 Internet Protocol Version 4     -   IPv6 Internet Protocol Version 6     -   IR Infrared     -   IRP Integration Reference Point     -   ISDN Integrated Services Digital Network     -   ISIM IM Services Identity Module     -   ISO International Organisation for Standardisation     -   ISP Internet Service Provider     -   IWF Interworking-Function     -   I-WLAN Interworking WLAN     -   K Constraint length of the convolutional code, USIM Individual         key     -   kB Kilobyte (1000 bytes)     -   kbps kilo-bits per second     -   Kc Ciphering key     -   Ki Individual subscriber authentication key     -   KPI Key Performance Indicator     -   KQI Key Quality Indicator     -   KSI Key Set Identifier     -   ksps kilo-symbols per second     -   KVM Kernel Virtual Machine     -   L1 Layer 1 (physical layer)     -   L1-RSRP Layer 1 reference signal received power     -   L2 Layer 2 (data link layer)     -   L3 Layer 3 (network layer)     -   LAA Licensed Assisted Access     -   LAN Local Area Network     -   LBT Listen Before Talk     -   LCM LifeCycle Management     -   LCR Low Chip Rate     -   LCS Location Services     -   LI Layer Indicator     -   LLC Logical Link Control, Low Layer Compatibility     -   LPLMN Local PLMN     -   LPP LTE Positioning Protocol     -   LSB Least Significant Bit     -   LTE Long Term Evolution     -   LWA LTE-WLAN aggregation     -   LWIP LTE/WLAN Radio Level Integration with IPsec Tunnel     -   LTE Long Term Evolution     -   M2M Machine-to-Machine     -   MAC Medium Access Control (protocol layering context)     -   MAC Message authentication code (security/encryption context)     -   MAC-A MAC used for authentication and key agreement (TSG T WG3         context)     -   MAC-I MAC used for data integrity of signalling messages (TSG T         WG3 context)     -   MANO Management and Orchestration     -   MBMS Multimedia Broadcast and Multicast Service     -   MBSFN Multimedia Broadcast multicast service Single Frequency         Network     -   MCC Mobile Country Code     -   MCG Master Cell Group     -   MCOT Maximum Channel Occupancy Time     -   MCS Modulation and coding scheme     -   MDAF Management Data Analytics Function     -   MDAS Management Data Analytics Service     -   MDT Minimization of Drive Tests     -   ME Mobile Equipment     -   MeNB master eNB     -   MER Message Error Ratio     -   MGL Measurement Gap Length     -   MGRP Measurement Gap Repetition Period     -   MIB Master Information Block, Management Information Base     -   MIMO Multiple Input Multiple Output     -   MLC Mobile Location Centre     -   MM Mobility Management     -   MME Mobility Management Entity     -   MN Master Node     -   MO Measurement Object, Mobile Originated     -   MPBCH MTC Physical Broadcast CHannel     -   MPDCCH MTC Physical Downlink Control CHannel     -   MPDSCH MTC Physical Downlink Shared CHannel     -   MPRACH MTC Physical Random Access CHannel     -   MPUSCH MTC Physical Uplink Shared Channel     -   MPLS MultiProtocol Label Switching     -   MS Mobile Station     -   MSB Most Significant Bit     -   MSC Mobile Switching Centre     -   MSI Minimum System Information, MCH Scheduling Information     -   MSID Mobile Station Identifier     -   MSIN Mobile Station Identification Number     -   MSISDN Mobile Subscriber ISDN Number     -   MT Mobile Terminated, Mobile Termination     -   MTC Machine-Type Communications     -   mMTC massive MTC, massive Machine-Type Communications     -   MU-MIMO Multi User MIMO     -   MWUS MTC wake-up signal, MTC WUS     -   NACK Negative Acknowledgement     -   NAI Network Access Identifier     -   NAS Non-Access Stratum, Non-Access Stratum layer     -   NCT Network Connectivity Topology     -   NEC Network Capability Exposure     -   NE-DC NR-E-UTRA Dual Connectivity     -   NEF Network Exposure Function     -   NF Network Function     -   NFP Network Forwarding Path     -   NFPD Network Forwarding Path Descriptor     -   NFV Network Functions Virtualization     -   NFVI NFV Infrastructure     -   NFVO NFV Orchestrator     -   NG Next Generation, Next Gen     -   NGEN-DC NG-RAN E-UTRA-NR Dual Connectivity     -   NM Network Manager     -   NMS Network Management System     -   N-PoP Network Point of Presence     -   NMIB, N-MIB Narrowband MIB     -   NPBCH Narrowband Physical Broadcast CHannel     -   NPDCCH Narrowband Physical Downlink Control CHannel     -   NPDSCH Narrowband Physical Downlink Shared CHannel     -   NPRACH Narrowband Physical Random Access CHannel     -   NPUSCH Narrowband Physical Uplink Shared CHannel     -   NPSS Narrowband Primary Synchronization Signal     -   NSSS Narrowband Secondary Synchronization Signal     -   NR New Radio, Neighbour Relation     -   NRF NF Repository Function     -   NRS Narrowband Reference Signal     -   NS Network Service     -   NSA Non-Standalone operation mode     -   NSD Network Service Descriptor     -   NSR Network Service Record     -   NSSAI Network Slice Selection Assistance Information     -   S-NNSAI Single-NSSAI     -   NSSF Network Slice Selection Function     -   NW Network     -   NWUS Narrowband wake-up signal, Narrowband WUS     -   NZP Non-Zero Power     -   O&M Operation and Maintenance     -   ODU2 Optical channel Data Unit—type 2     -   OFDM Orthogonal Frequency Division Multiplexing     -   OFDMA Orthogonal Frequency Division Multiple Access     -   OOB Out-of-band     -   OPEX OPerating EXpense     -   OSI Other System Information     -   OSS Operations Support System     -   OTA over-the-air     -   PAPR Peak-to-Average Power Ratio     -   PAR Peak to Average Ratio     -   PBCH Physical Broadcast Channel     -   PC Power Control, Personal Computer     -   PCC Primary Component Carrier, Primary CC     -   PCell Primary Cell     -   PCI Physical Cell ID, Physical Cell Identity     -   PCEF Policy and Charging Enforcement Function     -   PCF Policy Control Function     -   PCRF Policy Control and Charging Rules Function     -   PDCP Packet Data Convergence Protocol, Packet Data Convergence     -   Protocol layer     -   PDCCH Physical Downlink Control Channel     -   PDCP Packet Data Convergence Protocol     -   PDN Packet Data Network, Public Data Network     -   PDSCH Physical Downlink Shared Channel     -   PDU Protocol Data Unit     -   PEI Permanent Equipment Identifiers     -   PFD Packet Flow Description     -   P-GW PDN Gateway     -   PHICH Physical hybrid-ARQ indicator channel     -   PHY Physical layer     -   PLMN Public Land Mobile Network     -   PIN Personal Identification Number     -   PM Performance Measurement     -   PMI Precoding Matrix Indicator     -   PNF Physical Network Function     -   PNFD Physical Network Function Descriptor     -   PNFR Physical Network Function Record     -   POC PTT over Cellular     -   PP, PTP Point-to-Point     -   PPP Point-to-Point Protocol     -   PRACH Physical RACH     -   PRB Physical resource block     -   PRG Physical resource block group     -   ProSe Proximity Services, Proximity-Based Service     -   PRS Positioning Reference Signal     -   PS Packet Services     -   PSBCH Physical Sidelink Broadcast Channel     -   PSDCH Physical Sidelink Downlink Channel     -   PSCCH Physical Sidelink Control Channel     -   PSSCH Physical Sidelink Shared Channel     -   PSCell Primary SCell     -   PSS Primary Synchronization Signal     -   PSTN Public Switched Telephone Network     -   PT-RS Phase-tracking reference signal     -   PTT Push-to-Talk     -   PUCCH Physical Uplink Control Channel     -   PUSCH Physical Uplink Shared Channel     -   QAM Quadrature Amplitude Modulation     -   QCI QoS class of identifier     -   QCL Quasi co-location     -   QFI QoS Flow ID, QoS Flow Identifier     -   QoS Quality of Service     -   QPSK Quadrature (Quaternary) Phase Shift Keying     -   QZSS Quasi-Zenith Satellite System     -   RA-RNTI Random Access RNTI     -   RAB Radio Access Bearer, Random Access Burst     -   RACH Random Access Channel     -   RADIUS Remote Authentication Dial In User Service     -   RAN Radio Access Network     -   RAND RANDom number (used for authentication)     -   RAR Random Access Response     -   RAT Radio Access Technology     -   RAU Routing Area Update     -   RB Resource block, Radio Bearer     -   RBG Resource block group     -   REG Resource Element Group     -   Rel Release     -   REQ REQuest     -   RF Radio Frequency     -   RI Rank Indicator     -   RIV Resource indicator value     -   RL Radio Link     -   RLC Radio Link Control, Radio Link Control layer     -   RLF Radio Link Failure     -   RLM Radio Link Monitoring     -   RLM-RS Reference Signal for RLM     -   RM Registration Management     -   RMC Reference Measurement Channel     -   RMSI Remaining MSI, Remaining Minimum System Information     -   RN Relay Node     -   RNC Radio Network Controller     -   RNL Radio Network Layer     -   RNTI Radio Network Temporary Identifier     -   ROHC RObust Header Compression     -   RRC Radio Resource Control, Radio Resource Control layer     -   RRM Radio Resource Management     -   RS Reference Signal     -   RSRP Reference Signal Received Power     -   RSRQ Reference Signal Received Quality     -   RSSI Received Signal Strength Indicator     -   RSU Road Side Unit     -   RSTD Reference Signal Time difference     -   RTP Real Time Protocol     -   RTS Ready-To-Send     -   RTT Round Trip Time     -   Rx Reception, Receiving, Receiver     -   S1AP S1 Application Protocol     -   S1-MME S1 for the control plane     -   S1-U S1 for the user plane     -   S-GW Serving Gateway     -   S-RNTI SRNC Radio Network Temporary Identity     -   S-TMSI SAE Temporary Mobile Station Identifier     -   SA Standalone operation mode     -   SAE System Architecture Evolution     -   SAP Service Access Point     -   SAPD Service Access Point Descriptor     -   SAPI Service Access Point Identifier     -   SCC Secondary Component Carrier, Secondary CC     -   SCell Secondary Cell     -   SC-FDMA Single Carrier Frequency Division Multiple Access     -   SCG Secondary Cell Group     -   SCM Security Context Management     -   SCS Subcarrier Spacing     -   SCTP Stream Control Transmission Protocol     -   SDAP Service Data Adaptation Protocol, Service Data Adaptation         Protocol layer     -   SDL Supplementary Downlink     -   SDNF Structured Data Storage Network Function     -   SDP Session Description Protocol     -   SDP Service Discovery Protocol (Bluetooth related)     -   SDSF Structured Data Storage Function     -   SDU Service Data Unit     -   SEAF Security Anchor Function     -   SeNB secondary eNB     -   SEPP Security Edge Protection Proxy     -   SFI Slot format indication     -   SFTD Space-Frequency Time Diversity, SFN and frame timing         difference     -   SFN System Frame Number     -   SgNB Secondary gNB     -   SGSN Serving GPRS Support Node     -   S-GW Serving Gateway     -   SI System Information     -   SI-RNTI System Information RNTI     -   SIB System Information Block     -   SIM Subscriber Identity Module     -   SIP Session Initiated Protocol     -   SiP System in Package     -   SL Sidelink     -   SLA Service Level Agreement     -   SM Session Management     -   SMF Session Management Function     -   SMS Short Message Service     -   SMSF SMS Function     -   SMTC SSB-based Measurement Timing Configuration     -   SN Secondary Node, Sequence Number     -   SoC System on Chip     -   SON Self-Organizing Network     -   SpCell Special Cell     -   SP-CSI-RNTI Semi-Persistent CSI RNTI     -   SPS Semi-Persistent Scheduling     -   SQN Sequence number     -   SR Scheduling Request     -   SRB Signalling Radio Bearer     -   SRS Sounding Reference Signal     -   SS Synchronization Signal     -   SSB Synchronization Signal Block, SS/PBCH Block     -   SSBRI SS/PBCH Block Resource Indicator, Synchronization Signal         Block Resource Indicator     -   SSC Session and Service Continuity     -   SS-RSRP Synchronization Signal based Reference Signal Received         Power     -   SS-RSRQ Synchronization Signal based Reference Signal Received         Quality     -   SS-SINR Synchronization Signal based Signal to Noise and         Interference Ratio     -   SSS Secondary Synchronization Signal     -   SST Slice/Service Types     -   SU-MIMO Single User MIMO     -   SUL Supplementary Uplink     -   TA Timing Advance, Tracking Area     -   TAC Tracking Area Code     -   TAG Timing Advance Group     -   TAU Tracking Area Update     -   TB Transport Block     -   TBS Transport Block Size     -   TBD To Be Defined     -   TCI Transmission Configuration Indicator     -   TCP Transmission Communication Protocol     -   TDD Time Division Duplex     -   TDM Time Division Multiplexing     -   TDMA Time Division Multiple Access     -   TE Terminal Equipment     -   TEID Tunnel End Point Identifier     -   TFT Traffic Flow Template     -   TMSI Temporary Mobile Subscriber Identity     -   TNL Transport Network Layer     -   TPC Transmit Power Control     -   TPMI Transmitted Precoding Matrix Indicator     -   TR Technical Report     -   TRP, TRxP Transmission Reception Point     -   TRS Tracking Reference Signal     -   TRx Transceiver     -   TS Technical Specifications, Technical Standard     -   TTI Transmission Time Interval     -   Tx Transmission, Transmitting, Transmitter     -   U-RNTI UTRAN Radio Network Temporary Identity     -   UART Universal Asynchronous Receiver and Transmitter     -   UCI Uplink Control Information     -   UE User Equipment     -   UDM Unified Data Management     -   UDP User Datagram Protocol     -   UDSF Unstructured Data Storage Network Function     -   UICC Universal Integrated Circuit Card     -   UL Uplink     -   UM Unacknowledged Mode     -   UML Unified Modelling Language     -   UMTS Universal Mobile Telecommunications System     -   UP User Plane     -   UPF User Plane Function     -   URI Uniform Resource Identifier     -   URL Uniform Resource Locator     -   URLLC Ultra-Reliable and Low Latency     -   USB Universal Serial Bus     -   USIM Universal Subscriber Identity Module     -   USS UE-specific search space     -   UTRA UMTS Terrestrial Radio Access     -   UTRAN Universal Terrestrial Radio Access Network     -   UwPTS Uplink Pilot Time Slot     -   V2I Vehicle-to-Infrastruction     -   V2P Vehicle-to-Pedestrian     -   V2V Vehicle-to-Vehicle     -   V2X Vehicle-to-everything     -   VIM Virtualized Infrastructure Manager     -   VL Virtual Link,     -   VLAN Virtual LAN, Virtual Local Area Network     -   VM Virtual Machine     -   VNF Virtualized Network Function     -   VNFFG VNF Forwarding Graph     -   VNFFGD VNF Forwarding Graph Descriptor     -   VNFM VNF Manager     -   VoIP Voice-over-IP, Voice-over-Internet Protocol     -   VPLMN Visited Public Land Mobile Network     -   VPN Virtual Private Network     -   VRB Virtual Resource Block     -   WiMAX Worldwide Interoperability for Microwave Access     -   WLAN Wireless Local Area Network     -   WMAN Wireless Metropolitan Area Network     -   WPAN Wireless Personal Area Network     -   X2-C X2-Control plane     -   X2-U X2-User plane     -   XML eXtensible Markup Language     -   XRES EXpected user RESponse     -   XOR eXclusive OR     -   ZC Zadoff-Chu     -   ZP Zero Power

Terminology

For the purposes of the present document, the following terms and definitions are applicable to the examples and embodiments discussed herein, but are not meant to be limiting.

The term “circuitry” as used herein refers to, is part of, or includes hardware components such as an electronic circuit, a logic circuit, a processor (shared, dedicated, or group) and/or memory (shared, dedicated, or group), an Application Specific Integrated Circuit (ASIC), a field-programmable device (FPD) (e.g., a field-programmable gate array (FPGA), a programmable logic device (PLD), a complex PLD (CPLD), a high-capacity PLD (HCPLD), a structured ASIC, or a programmable SoC), digital signal processors (DSPs), etc., that are configured to provide the described functionality. In some embodiments, the circuitry may execute one or more software or firmware programs to provide at least some of the described functionality. The term “circuitry” may also refer to a combination of one or more hardware elements (or a combination of circuits used in an electrical or electronic system) with the program code used to carry out the functionality of that program code. In these embodiments, the combination of hardware elements and program code may be referred to as a particular type of circuitry.

The term “processor circuitry” as used herein refers to, is part of, or includes circuitry capable of sequentially and automatically carrying out a sequence of arithmetic or logical operations, or recording, storing, and/or transferring digital data. The term “processor circuitry” may refer to one or more application processors, one or more baseband processors, a physical central processing unit (CPU), a single-core processor, a dual-core processor, a triple-core processor, a quad-core processor, and/or any other device capable of executing or otherwise operating computer-executable instructions, such as program code, software modules, and/or functional processes. The terms “application circuitry” and/or “baseband circuitry” may be considered synonymous to, and may be referred to as, “processor circuitry.”

The term “interface circuitry” as used herein refers to, is part of, or includes circuitry that enables the exchange of information between two or more components or devices. The term “interface circuitry” may refer to one or more hardware interfaces, for example, buses, I/O interfaces, peripheral component interfaces, network interface cards, and/or the like.

The term “user equipment” or “UE” as used herein refers to a device with radio communication capabilities and may describe a remote user of network resources in a communications network. The term “user equipment” or “UE” may be considered synonymous to, and may be referred to as, client, mobile, mobile device, mobile terminal, user terminal, mobile unit, mobile station, mobile user, subscriber, user, remote station, access agent, user agent, receiver, radio equipment, reconfigurable radio equipment, reconfigurable mobile device, etc. Furthermore, the term “user equipment” or “UE” may include any type of wireless/wired device or any computing device including a wireless communications interface.

The term “network element” as used herein refers to physical or virtualized equipment and/or infrastructure used to provide wired or wireless communication network services. The term “network element” may be considered synonymous to and/or referred to as a networked computer, networking hardware, network equipment, network node, router, switch, hub, bridge, radio network controller, RAN device, RAN node, gateway, server, virtualized VNF, NFVI, and/or the like.

The term “computer system” as used herein refers to any type interconnected electronic devices, computer devices, or components thereof. Additionally, the term “computer system” and/or “system” may refer to various components of a computer that are communicatively coupled with one another. Furthermore, the term “computer system” and/or “system” may refer to multiple computer devices and/or multiple computing systems that are communicatively coupled with one another and configured to share computing and/or networking resources.

The term “appliance,” “computer appliance,” or the like, as used herein refers to a computer device or computer system with program code (e.g., software or firmware) that is specifically designed to provide a specific computing resource. A “virtual appliance” is a virtual machine image to be implemented by a hypervisor-equipped device that virtualizes or emulates a computer appliance or otherwise is dedicated to provide a specific computing resource.

The term “resource” as used herein refers to a physical or virtual device, a physical or virtual component within a computing environment, and/or a physical or virtual component within a particular device, such as computer devices, mechanical devices, memory space, processor/CPU time, processor/CPU usage, processor and accelerator loads, hardware time or usage, electrical power, input/output operations, ports or network sockets, channel/link allocation, throughput, memory usage, storage, network, database and applications, workload units, and/or the like. A “hardware resource” may refer to compute, storage, and/or network resources provided by physical hardware element(s). A “virtualized resource” may refer to compute, storage, and/or network resources provided by virtualization infrastructure to an application, device, system, etc. The term “network resource” or “communication resource” may refer to resources that are accessible by computer devices/systems via a communications network. The term “system resources” may refer to any kind of shared entities to provide services, and may include computing and/or network resources. System resources may be considered as a set of coherent functions, network data objects or services, accessible through a server where such system resources reside on a single host or multiple hosts and are clearly identifiable.

The term “channel” as used herein refers to any transmission medium, either tangible or intangible, which is used to communicate data or a data stream. The term “channel” may be synonymous with and/or equivalent to “communications channel,” “data communications channel,” “transmission channel,” “data transmission channel,” “access channel,” “data access channel,” “link,” “data link,” “carrier,” “radiofrequency carrier,” and/or any other like term denoting a pathway or medium through which data is communicated. Additionally, the term “link” as used herein refers to a connection between two devices through a RAT for the purpose of transmitting and receiving information.

The terms “instantiate,” “instantiation,” and the like as used herein refers to the creation of an instance. An “instance” also refers to a concrete occurrence of an object, which may occur, for example, during execution of program code.

The terms “coupled,” “communicatively coupled,” along with derivatives thereof are used herein. The term “coupled” may mean two or more elements are in direct physical or electrical contact with one another, may mean that two or more elements indirectly contact each other but still cooperate or interact with each other, and/or may mean that one or more other elements are coupled or connected between the elements that are said to be coupled with each other. The term “directly coupled” may mean that two or more elements are in direct contact with one another. The term “communicatively coupled” may mean that two or more elements may be in contact with one another by a means of communication including through a wire or other interconnect connection, through a wireless communication channel or ink, and/or the like.

The term “information element” refers to a structural element containing one or more fields. The term “field” refers to individual contents of an information element, or a data element that contains content.

The term “SMTC” refers to an SSB-based measurement timing configuration configured by SSB-MeasurementTimingConfiguration.

The term “SSB” refers to an SS/PBCH block.

The term “a “Primary Cell” refers to the MCG cell, operating on the primary frequency, in which the UE either performs the initial connection establishment procedure or initiates the connection re-establishment procedure.

The term “Primary SCG Cell” refers to the SCG cell in which the UE performs random access when performing the Reconfiguration with Sync procedure for DC operation.

The term “Secondary Cell” refers to a cell providing additional radio resources on top of a Special Cell for a UE configured with CA.

The term “Secondary Cell Group” refers to the subset of serving cells comprising the PSCell and zero or more secondary cells for a UE configured with DC.

The term “Serving Cell” refers to the primary cell for a UE in RRC_CONNECTED not configured with CA/DC there is only one serving cell comprising of the primary cell.

The term “serving cell” or “serving cells” refers to the set of cells comprising the Special Cell(s) and all secondary cells for a UE in RRC_CONNECTED configured with CA/.

The term “Special Cell” refers to the PCell of the MCG or the PSCell of the SCG for DC operation; otherwise, the term “Special Cell” refers to the Pcell. 

1. A user equipment (UE) comprising: radio front end circuitry configured to wirelessly communicate with a network; processor circuitry, coupled to the radio front end circuitry, configured to: determine a degree of partial beam correspondence of the UE; compare the degree to a threshold amount of partial beam correspondence support of the UE; in response to the comparison, select a number of sounding reference signal (SRS) resources to request from the network; and generate and transmit, using the radio front end circuitry, a SRS resource request message to the network to request the selected number of SRS resources, wherein the radio front end circuitry is further configured to transmit a SRS based on a SRS resource configuration received from the network in response to the SRS resource request message.
 2. The UE of claim 1, wherein the processor circuitry is further configured to dynamically adjust the number of SRS resources based on real time SRS needs of the UE.
 3. The UE of claim 2, wherein the processor circuitry is further configured to: determine a real time mobility of the UE; in response to determining that the real time mobility of the UE is low, reduce the number of SRS resources; and in response to determining that the real time mobility of the UE is high, increase the number of SRS resources.
 4. The UE of claim 3, wherein the processor circuitry is further configured to: request a relatively large SRS periodicity to reduce the number of SRS resources in response to determining the real time UE mobility is low; or request a relatively small SRS periodicity to increase the number of SRS resources in response to determining the real time UE mobility is high.
 5. The UE of claim 2, wherein the processor circuitry is further configured to hybrid configure the SRS resources based on the SRS resource configuration received from the network and the adjusted number of SRS resources.
 6. A UE of claim 1, wherein the processor circuitry is further configured to: in response to determining that the degree is larger than or equal to the threshold amount, select a first number of sounding reference signal (SRS) resources to request; and in response to determining that the degree is less than the threshold amount, select a second number of SRS resources to request, wherein the second number is larger than the first number.
 7. The UE of claim 1, wherein the processor circuitry is further configured to: determine a codebook for SRS transmission, wherein: the codebook has a fixed codebook size and code-words that are independent of down link measurement and beam identification; or the codebook has a dynamic codebook size and code-words that are adaptively updated based on at least downlink measurement and downlink beam identification.
 8. A method for determining a number of sounding reference signal (SRS), by a user equipment (UE) with partial beam correspondence, the method comprising: determining, a degree of partial beam correspondence of the UE; comparing the degree to a threshold amount of partial beam correspondence support of the UE; in response to the comparison, selecting a number of sounding reference signal (SRS) resources to request from a network; sending a SRS resource request message to the network to request the selected number of SRS resources; receiving a SRS resource configuration from the network in response to the SRS resource request message; and transmitting a SRS based on the SRS resource configuration received from the network.
 9. The method of claim 8, further comprising dynamically adjusting the number of SRS resources based on real time SRS needs of the UE.
 10. The method of claim 9, wherein dynamically adjusting the number of SRS resources comprises: determining a real time mobility of the UE; in response to determining that the real time mobility of the UE is low, reducing the number of SRS resources; and in response to determining that the real time mobility of the UE is high, increasing the number of SRS resources.
 11. The method of claim 10, further comprising: requesting a relatively large SRS periodicity to reduce the number of SRS resources in response to determining the real time UE mobility is low; or requesting a relatively small SRS periodicity to increase the number of SRS resources in response to determining the real time UE mobility is high.
 12. The method of claim 10, further comprising: hybrid configuring the SRS resources based on the SRS resource configuration received from the network and the adjusted number of SRS resources.
 13. The method of claim 8, wherein: in response to determining that the degree is larger than or equal to the threshold amount, selecting a first number of sounding reference signal (SRS) resources to request; and in response to determining that the degree is less than the threshold amount, selecting a second number of SRS resources to request, wherein the second number is larger than the first number.
 14. The method of claim 8, further comprising: determining a codebook for SRS transmission, wherein: the codebook has a fixed codebook size and code-words that are independent of down link measurement and beam identification; or the codebook has a dynamic codebook size and code-words that are adaptively updated based on at least downlink measurement and downlink beam identification.
 15. A non-transitory computer-readable media comprising instructions to cause a user equipment (UE), upon execution of the instructions by one or more processors of the UE, to perform an operation, the operation comprising: determining a degree of partial beam correspondence of the UE; comparing the degree to a threshold amount of partial beam correspondence support of the UE; in response to determining that the degree is larger than or equal to the threshold amount, selecting a relatively small number of sounding reference signal (SRS) resources to request; in response to determine that the degree is less than the threshold amount, selecting a relatively large number of SRS resources to request; generating and sending a SRS resource request message to a network to request the selected number of SRS resources; receiving a SRS resource configuration from the network; and transmitting a SRS based on the SRS resource configuration.
 16. The non-transitory computer-readable media of claim 15, wherein the operation further comprises dynamically adjusting the number of SRS resources based on a real time SRS needs of the UE, comprising: determining a real time mobility of the UE; in response to determining that the real time mobility of the UE is low, reducing the number of SRS resources; and in response to determining that the real time mobility of the UE is high, increasing the number of SRS resources.
 17. The non-transitory computer-readable media of claim 16, wherein the operation further comprises: requesting a relatively large SRS periodicity to reduce the number of SRS resources in response to determining the real time UE mobility is low; or requesting a relatively small SRS periodicity to increase the number of SRS resources in response to determining the real time UE mobility is high.
 18. The non-transitory computer-readable media of claim 15, wherein: the SRS resource configuration is cell specific and includes a same number of SRS resources for a plurality of UEs; or the SRS resource configuration is UE specific and includes different numbers of SRS resources for a plurality of UEs.
 19. The non-transitory computer-readable media 16, wherein the operation further comprises: hybrid configuring the SRS resources based on other the SRS resource configuration received from the network and the adjusted number of SRS resources.
 20. The non-transitory computer-readable media of claim 15, wherein the operation further comprises: determining a codebook for SRS transmission, wherein: the codebook has a fixed codebook size and code-words that are independent of down link measurement and beam identification; or the codebook has a dynamic codebook size and code-words that are adaptively updated based on at least downlink measurement and downlink beam identification. 